JAMMU AND KASHMIR SINGLE WINDOW (INDUSTRIAL INVESTMENTS
AND BUSINESS FACILITATION) RULES, 2021
PREAMBLE
In exercise of the powers conferred by section 26 of the Jammu and
Kashmir Single Window (Industrial Investments and Business Facilitation) Act,
2018 (Act No. X of 2018), the Lieutenant Governor hereby make the following
rules, namely :
Rule - 1. Short title and commencement.
(1)
These rules may be called the Jammu and Kashmir Single
Window (Industrial Investments and Business Facilitation) Rules, 2021.
(2)
They shall come into force from the date of their
publication in the Official Gazette.
Rule - 2. Definitions.
(1)
In these rules, unless the context otherwise requires,-
(i)
"Act" means the Jammu and Kashmir Single Window
(Industrial Investments and Business Facilitation) Act, 2018 ;
(ii)
"Common Application Form (CAF)" means the form
as mentioned in Schedule-I ;
(iii)
"Portal" means the Portal mentioned and
operated by Investment, Promotion and Facilitation Cell (IPFC) investjk.in
under section 10 of the Act ;
(2)
Word or expression used in these rules but not defined
shall have the same meaning as assigned to them in the Act.
Rule - 3. Procedure for filing applications.
(1)
The applicant shall register through integrated
e-application (CAF) on the Single Window Portal of Investment, Promotion and
Facilitation Cell (IPFC-Portal) on investjk.in. The detailed process flow is
shown in Schedule-II. On registration, reference number will be generated
(CAF-ID) which shall be used by the applicant to check the status in future.
The applicant can log in through e-mail ID and password for future
correspondence and can upload set of common documents.
(2)
The application form along with the prescribed
attachments shall be submitted online with a self-certification. In case of
application for seeking few approvals, the Portal (investjk.in) may require
that the attachment shall be sent to respective departments through courier
that can be tracked online through built in online system. On receipt of
application form, the same shall be automatically forwarded to respective
Competent Authority.
(3)
All the applications auto forwarded on the Portal to the
Competent Authority shall be deemed to have been forwarded by the Nodal Agency
within the meaning of section 10 of the Act.
(4)
All respective Departments/Competent Authority shall have
an online portal which shall be integrated with investjk.in Portal, to process
the applications.
Rule - 4. Online Common Application Form (CAF).
(1)
The applicant shall fill in basic information in a CAF
online for seeking various permissions/clearances/licenses.
(2)
Every applicant applying for pre-operation clearance for
an enterprise/industry before commencement of commercial production shall apply
in the CAF. However, if a specific clearance is not covered by the Common
Application Form, the applicant shall file additional forms as prescribed under
relevant Acts or by the departments.
The Competent
Authority shall give permission to an applicant through IPFC-Portal
(investjk.in) after all relevant information is provided under CAF and relevant
documents are uploaded. The Competent Authority shall not ask the applicant to
resubmit the same documents. However, if required, additional documents may be
asked for related applications by the Competent Authority.
Rule - 5. Checklist of documents with CAF.
Following is the
list of common documents which required to be submitted by an applicant for
getting necessary approvals ; namely :
(a)
Copy of PAN Card ;
(b)
Proof of residential address of signatory ;
(c)
Identity Proof of applicant (with authorization letter in
case of firm/company/enterprise) ;
(d)
Proof of Ownership/Occupancy of the premises as per layout
plan or Lease Deed/Rent Deed ;
(e)
Copy of Memorandum and/or Articles of Association of the
Applicant (enterprise/industry/institution) ;
(f)
Document showing the proof of land ownership ;
(g)
List of Partner/Directors (names along with residential
address) and Tel. No. ;
(h)
Ration Card/Electricity Bill/Telephone Bill/Aadhaar
Card/Gas Connection Bill ;
(i)
Copy of Registration of Organization/Society/Association
;
(j)
Copy of Constitution of Organization/Association.
Rule - 6. Record maintenance and Investment, Promotion and Facilitation Cell (IPFC).
The Director,
Industries and Commence, Jammu/Kashmir shall constitute the IPFCs at
Directorate as well as District Industries Centers level within 15 days of
issuance of these rules. The Investment, Promotion and Facilitation Cells shall
be entrusted with rules and responsibilities as per section 13 of the Act,
besides performing following functions :
(i)
The IPFC shall maintain register of applications in
electronic and physical form and the particulars of all the applications shall
be entered in the Register of Applications. The register shall be regularly
updated on real-time basis which should appear on the dashboard of the portal ;
(ii)
The Single Window Nodal Officer of IPFC shall monitor the
disposal of applications within the time limit specified in these rules and
keep a record of the communication between applicant and the Competent
Authority ;
(iii)
The applications on which the Competent Authority has
taken a decision within the prescribed time limit, the decisions so taken shall
be entered into the Register of Applications and the status of the applications
shall be submitted by the IPFC to the Apex/Divisional or the District Level
Clearance Committee, as the case may ;
(iv)
The application on which the Competent Authority has
failed to take a decision within the prescribed time limit, the IPFC shall
place it before the Apex/Divisional or the District Level Clearance Committee,
as the case may, for consideration in the next scheduled meeting of the
Committee within the prescribed time limit. In case the concerned Committee is
unable to meet or otherwise unable to consider application placed before it
immediately, the IPFC shall submit the application to the Chairperson of the
concerned Committee. The Chairperson of the Committee, after recording the
reasons in writing, may decided the application and such decision shall be
placed before the concerned Committee in its next meeting for ratification.
Subject to the decision of the Committee, the decision taken by the Chairperson
on the application shall be final.
Rule - 7. Procedure to be followed for Granting Clearance.
(1)
The Departmental Nodal Officer shall access the
e-application through Web portal and conduct preliminary scrutiny as per the requirements
for grant of clearances as published in the respective departmental web site as
required under section 14 of the Act.
(2)
The Competent Authority shall scrutinize the application
strictly as per the provisions of the relevant Act and inform the applicant
regarding any query/clarifications within 5 days of the receipt of an
application on the IPFC portal (investjk.in), which shall be accessible to the
applicant on the same day.
(3)
In case of observations, the applicant shall send their
reply to the Single Window Nodal Officer, who shall forward the same to the
concerned Departmental Nodal Officer. The time taken by the applicant in
submitting required information to complete the application or additional
information shall not be counted in counting the prescribed time limit. In case
the applicant fails to submit the required information to complete the
application within thirty days, the registration for application shall be
dropped from the Portal.
(4)
The Competent Authority shall process the application and
communicate the decision of either approving or rejecting the application by
giving reasons in writing and upload the same in the system within the
prescribed time limit.
(5)
Once the application is approved, the applicant may
download the relevant approval certificate/clearances/licenses from the
dashboard of IPFC-Portal (investjk.in).
(6)
Parallel processing of approvals/clearances shall be done
to expedite the process of approvals in case where the applicant requires to
have more than one permissions by submitting the Common Application Form.
(7)
At each stage of the application, the applicant shall be
kept informed by an e-mail and SMS showing the status of the application. The
applicant can also view the status of application on the applicant dashboard under
the IPFC-Portal. An applicant shall also be intimated through SMS regarding the
payment, if any, that is required to be made at any stage of the approval
process.
(8)
The Single Window Nodal Officer shall decide on case to
case basis as to which applicant qualify for grant of Deemed Clearance as per
the Act. Where a Deemed Clearance is granted under section 15 of the Act and if
it is found later that any information submitted by the applicant is false or
has been misrepresented, the Nodal Officer shall take appropriate action
against the applicant as per the relevant laws, besides revocation of the
deemed approval.
Rule - 8. Tracking and monitoring of applications.
(1)
The applications shall be tracked and monitored by the
Nodal Officer(s)/ Competent Authority on the basis of a date-wise record along
with all relevant details of applications captured on IPFC-Portal
(investjk.in). The Competent Authority has to approve applications received on
IPFC-Portal as per the prescribed time limit. In the wake of non-receipt of
approval by the Competent Authority within the prescribed time limit. The IPFC
shall send a single reminder after the lapse of 50% of specified time period.
(2)
The lPFC shall have an end to end online system in place
which will have all features pertaining to capturing of information, tracking
and online payment. The monthly status reports/MIS reports shall be placed
before the Head of Departments (HoDs) by Departmental Nodal Officer with a copy
submitted to the Single Window Nodal Officer on regular basis. The status of
disposal of applications shall be monitored by the HoDs and the IPFC on regular
basis.
(3)
The IPFC shall act as a Monitoring Committee to ensure
that there are no delays at any level, either at the regional level or Head
of Department level. Cases involving delays shall be placed before Head of
the Department and Chief Secretary at regular intervals and to monitor the
same, suitable officers shall be deputed to the IPFC by the Competent
Authority.
Rule - 9. Processing and disposal of applications by Apex/Divisional or the District Level Clearance Committee.
(1)
The time limit for processing and disposal of
applications shall be as such as may be specified by the Government. The time
limit for any Clearance Committee for processing the application for
permissions in case the Competent Authority has failed to take a decision
within the specified time limit, shall be thirty working days counted from the
last date of the time limit prescribed under the Jammu and Kashmir Public
Service Guarantee Act, 2011, for the Competent Authority.
(2)
The decisions taken by the Apex Clearance
Committee/Divisional Level Single Window Clearance Committee or the District
Level Single Window Clearance Committee under the provisions of the Act and
these rules shall be communicated to concerned Competent Authority within seven
days and it shall be binding on the Competent Authority and the Competent
Authority shall issue all the necessary orders for the permission within three
days.
Rule - 10. Jurisdiction of the various Committee for issuance of Clearance.
(1)
The District Level Single Window Clearance Committee
shall be competent to consider the application with a project cost of up to Rs.
50 crore.
(2)
The Divisional Level Single Window Clearance Committee
shall be competent to consider cases with a project cost from Rs. 50 crore to
Rs. 500 crore.
(3)
The Apex Clearance Committee shall be competent to
consider cases above Rs. 500 crore project cost.
Rule - 11. Third Party Inspections.
The inspections
under the provisions of applicable Acts or rules by different authorities,
wherever applicable, may be conducted through empanelledthird party inspection
agencies of appropriate authorities.
Rule - 12. Grievance Redressal Mechanism.
(1) A
Grievance Redressal Cell shall be constituted in Industries and Commerce
Department consisting of the following ; namely :
|
(a)
Administrative Secretary,
Industries and
Commerce Department
|
Chairperson
|
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(b) Managing
Director, SIDCO
|
Member
|
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(c) Managing
Director, SICOP
|
Member
|
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(d) Single
Window Nodal Officer (concerned)
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Member-Secretary
|
(2)
Any aggrieved person or applicant shall register his
grievance on the Portal.
(3)
A grievance received on the portal shall, as far as
practicable, shall be resolved within a period of seven working days by the
Single Window Nodal Officer.
(4)
If the grievance is not resolved within prescribed time
limit as mentioned, the same may be placed before the Grievance Redressal Cell
by the Member-Secretary.
(5)
The Grievance Redressal Cell shall take appropriate
measures for addressing the grievances within thirty days of registration of
grievance.
(6)
The Grievance Redressal Cell if it deems fit may refer
Grievance(s) to the Apex Clearance Committee.
(7)
In cases where Apex Clearance Committee finds that any
official has failed to comply with the provisions of the Act and these rules,
it may recommend disciplinary action to be initiated against the officer.
(8)
Notwithstanding anything contained, the Government shall
be competent to initiate appropriate action or disciplinary proceedings against
any official who fails to comply with the provisions of Act and these
rules.
SCHEDULE-I
Common Application Form
CAF FORM
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Project Name
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Project
Description
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Whether Land is available
for the Project
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Yes No
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If yes
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Location of
Establishment
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Survey
Number/Plot Number
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Gram Panchayat
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Village/Town
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District
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PIN Code
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E-mail
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Telephone
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Total Extent of
Site Area as per document (in Sq. Mts.)
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Proposed Area for
Development (in Sq. Mts.)
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Total Built-up
Area (in Sq. Mts.)
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Height of
Building
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Category of
Industry
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White Green
Orange Red
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Building
Approval
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Yes No
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General Detail
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1. PAN Number
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2. Aadhaar No.
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3. Name of
Industrial Unit
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4. Name of Promoter
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5. Address of
Entrepreneur/Promoter/Director/Authorized Person
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House No.
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Street Name
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Village/Town
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District
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Cell No.
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PIN Code
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Telephone
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E-mail Address
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6. Project Cost
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Proposal for new
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Existing
Investment
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Expansion Investment
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Total Investment
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Land Value (in
Lakhs)
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Building Value
(In Lakhs)
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Plant and
Machinery Value (in Lakhs)
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Total Value (in
Lakhs)
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7. Proposed
Employment (No. of Persons to be Employed)
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(i) Skilled
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Male
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Female
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(ii) Unskilled
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Male
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Female
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(iii) Total
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Male
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Female
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8. Line of
Activity
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(a) Line of
Activity
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(b) Items to be
Manufactured/Service
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Manufacturing
Service
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NIC 2-digit Code
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NIC 4-digit Code
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NIC 5-digit Code
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Unit
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Quantity
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(c) Raw
Materials used in process
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CAF FORM
(Renewals)
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CAF ID :
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S/o, D/o, W/o
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Name of the
Industrial Unit :
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AADHAAR No.
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Name of the
Promoter :
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Address of the
Unit (Pre-Populated after filling CAF No.)
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Plot No.
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PIN Code
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Village/Town
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Telephone Number
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District
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Email ID
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Building
Approval (Y/N)
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Category of
Industry :
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Address of
Entrepreneur
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Plot No.
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Street
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Village/Town
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PIN Code
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District
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Mobile No.
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UT
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E-mail ID
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Project Cost
|
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Proposal for
Value in Rs. (Lakhs)
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New
|
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Existing Investment
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Expansion
Investment
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Total Investment
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Land Value
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Building Value
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Plant &
Machinery Value
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Total Value
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Registration
Certificates Details
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1. PCB
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2. Labour
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3. HUDD
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4. PDD
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5. PHE
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6. Others
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