Gujarat
Electricity Regulatory Commission (Terms And Conditions For Green Energy Open
Access) Regulations, 2024
[21 February 2024]
In exercise of the powers conferred under Section 181 read with Sections
39, 40, 42, 61 and 86 of the Electricity Act, 2003 (36 of 2003), thereof and
all other powers enabling it in this behalf, and after previous publication,
the Gujarat Electricity Regulatory Commission hereby makes the following
Regulations, namely Gujarat Electricity Regulatory Commission (Terms and Conditions
for Green Energy Open Access) Regulations, 2024.
Regulation - 1. Short Title, Extent and Commencement.
(1) These Regulations shall be called
the Gujarat Electricity Regulatory Commission (Terms and Conditions for Green
Energy Open Access) Regulations, 2024.
(2)
These
Regulations shall be applicable for Green Energy Open Access (GEOA) desire to
avail by the Licensee, Green Energy Generator or Consumer who have contracted
demand or sanctioned load of Hundred (100) KW or more, either through single
connection or through multiple connections aggregating Hundred (100) kW or more
located in same electricity division of a distribution licensee.
Provided that there shall be no capacity restriction for setting up of
RE projects for captive use with respect to the consumers contract
demand/sanctioned load (kW/MW, KVA/MVA) with Discoms.
(3) These Regulations will come into
force from the date of their notification in the Official Gazette of Gujarat.
(4) The Banking Charge specified in
the Regulation 17.6 shall be effective from the date of notification of these
Regulations up to 30th September 2024 and thereafter the banking charges for
the period starting from 1st October 2024 and onwards shall be as decided by
the Commission through a separate notification of Regulation.
(5)
These
Regulations shall extend to the whole State of the Gujarat.
Regulation - 2. Objective.
The objective of these Regulations is to provide non-discriminatory Open
Access for Green Energy (Renewable Energy) for use of Intra-State Transmission
System(s) (InSTS) and/or Distribution System(s) of licensee(s) in State
including Intra-State Transmission or Distribution System(s), which are
incidental to Inter-State Transmission of electricity, for grant of open
access, methodology for the determination of Open Access Charges and Banking
Charges etc. for Green Energy Open Access consumers.
Regulation - 3. Definitions.
In these Regulations, unless the context otherwise requires,
(a) "Act" means the
Electricity Act, 2003 (36 of 2003) and Gujarat Electricity Industry (Reorganization
and Regulation) Act, 2003.
(b) "Applicant" means a
consumer, trading licensee, distribution licensee or a Generating Company,
Captive Generating Plant who has applied for seeking Green Energy Open Access,
as the case may be.
(c) "Appropriate Commission"
means the Central Regulatory Commission referred to sub-Section (1) of Section
76 or State Regulatory Commission referred to Section 82 or Joint Commission
referred to Section 83 of the Act, as the case may be.
(d) "Banking" means the
surplus green energy injected in the grid and credited with the distribution
licensee energy by the Green Energy Open Access consumers and that shall be
drawn along with charges to compensate additional costs; if any.
(e) "Captive Generating
Plant" (CGP) means a power plant set up by any person to generate
electricity primarily for his own use and includes a power plant set up by any
co-operative society or association of persons for generating electricity
primarily for use of members of such co-operative society or association.
(f) "Central Commission"
means the Central Electricity Regulatory Commission referred to in sub-section
(1) of Section 76 of the Act.
(g) "Central Nodal Agency"
means a Central Nodal Agency as notified by the Central Government to set up
and operate a single window Green Energy Open Access system for Green Energy
(Renewable Energy) as specified by Ministry of Power in the Electricity
(Promoting Renewable Energy through Green Energy Open Access) Rules, 2022.
(h) "Commission" means the
Gujarat Electricity Regulatory Commission constituted under the Act.
(i) "Consumer" means any
person who is supplied with electricity for his own use by a licensee or the
Government or by any other person engaged in the business of supplying
electricity to the public under the Electricity Act, 2003 or any other law for
the time being in force and includes any person whose premises are for the time
being connected for the purpose of receiving electricity with the works of a
licensee, the Government or such other person, as the case may be.
(j) "Developer" means the
generating company who generate electrical energy from renewable sources of
energy.
(k) "Day Ahead Market
(DAM)" means a market where Day Ahead Contracts are transacted on the
Power Exchange(s).
(l)
"Entity"
means any consumer who has contracted demand or sanctioned load of Hundred
(100) KW or more either through single connection or through multiple
connections aggregating Hundred (100) KW or more located in the same
electricity division of a distribution licensee, except for captive consumers.
Provided that there shall be no capacity restriction for setting up of
RE projects for captive use with respect to the consumers contract
demand/sanctioned load (kW/MW, KVA/MVA) with Discoms.
(m) "Existing Open Access
Consumer/Customer" means a person already availing open access for
sourcing/supplying renewable (green) energy from/to the transmission system
and/or distribution system of the licensees in the State under an existing
agreement or Commissions Regulations/Orders on the date of coming into force of
these Regulations.
(n) "Fossil Fuel" means
fuels such as coal, lignite, gas, liquid fuel, or combination of these as its
primary source of energy, which are used in Thermal Generating Station for
generating electricity.
(o) "Green Energy" means
the electrical energy from renewable sources of energy including hydro and
storage (if the storage uses renewable energy) or any other technology as may
be notified by the Government of India from time to time and shall also include
any mechanism that utilizes green energy to replace fossil fuels including
production of green hydrogen or green ammonia and any other sources as may be
determined by the Central Government as per the provision of Clause G of
sub-rule(2) of rule 4 of Electricity (Promoting Renewable Energy Through Green
Energy Open Access), Rules 2022.
(p)
"Green
Energy Open Access Consumer" means any person who has contract demand or
sanctioned load of Hundred (100) kW or more, either through single connection
or through multiple connections aggregating Hundred (100) kW or more located in
same electricity division of a distribution licensee, shall be eligible to
avail Green Energy through Open Access, who is supplied with electricity from
green energy sources for his own use by a licensee or the Government or from
its own Captive Generation Plant or by any other person engaged in the business
of supplying electricity to the public under the Electricity Act, 2003 or any
other law for the time being in force and includes any person whose premises
are for the time being connected for the purpose of receiving green energy with
the works of a licensee, the Government or such person, as the case may be.
Provided that there shall be no capacity restriction for setting up of
RE projects for captive use with respect to the consumers contract
demand/sanctioned load (kW/MW, KVA/MVA) with Discoms availing power under Green
Energy Open Access.
(q) "Installation" means
any composite portable or stationary electrical unit including electric wires,
fittings, motors, and apparatus erected and wired by or on behalf of the
consumer at the consumers premises starting from the point of supply and
includes apparatus that is available on his premises for being connected or
envisaged to be connected to the installation but is for the time being not
connected.
(r) "Month" means a
calendar month as per the Gregorian calendar.
(s) "Obligated Entity"
means the entities/person mandated under Clause (e) of sub-Section (1) of
Section 86 of the Act to fulfill the Renewable Purchase Obligation, which includes
distribution licensee, captive consumer / user, and open access consumer.
(t) "Open Access" means the
non-discriminatory provisions for use of transmission lines and/or distribution
system or associated facilities with such lines or system by any licensees or
consumers or a person engaged in generation in accordance with the Regulations
specified by the Appropriate Commission.
(u) "Person" shall include
any company or body corporate or association or body of individuals, whether
incorporated or not or artificial juridical person.
(v) "Premises" include any
land, building or structure.
(w) "Rules" means Rules
made under the Electricity Act, 2003 including Electricity (Promoting Renewable
Energy Through Green Energy Open Access) Rules, 2022 and subsequent amendments.
(x) "State Transmission
Utility" means Board or Government company specified as such by the State
Government under sub-Section (1) of Section 39 of the Act.
(y)
"State
Nodal Agency" means the Nodal Agency for grant of open access in the State
of Gujarat. Gujarat State Load Dispatch Centre shall operate as the State Nodal
Agency for grant of Short-Term Open Access to Intra-State Transmission System
in conjunction with or without Distribution Network of Distribution Licensee of
the State. The State Transmission Utility (STU) shall operate as a State Nodal
Agency for grant of Medium-Term and Long-Term Open Access to the Intra-State
Transmission Network in conjunction with or without Distribution Network of
Distribution Licensee of the State.
The Distribution Licensee shall operate as a Nodal Agency in
co-ordination with the SNA for grant of Open Access for the cases wherein the
inter-se location of drawl and injection points falls on the Distribution
Network of the concerned Distribution Licensee.
(z)
"State
Load Dispatch Centre" means State Load Dispatch Centre established under
sub-Section (1) of Section 31 of the Act.
(aa) "SERC" means the
State Electricity Regulatory Commission.
(bb) "Standby
Arrangement" means Standby Arrangement provided by the distribution
licensee in case the Green Energy Open Access consumer is unable to procure /
schedule power from the generating sources with whom they have the arrangement
to avail the supply due to outages of such generators, transmission assets and
the like.
(cc) "Standby Charges"
means the charges applicable to green energy open access consumers against the
standby arrangement provided by the distribution licensee, in case such green
energy open access consumer is unable to procure/schedule power from the
generating sources with whom they have the agreements to procure power due to
outages of generator, transmission systems and the like.
(dd) "Wheeling" means
operation whereby the distribution system and associated facilities of
transmission licensee or distribution licensee as the case may be, are used by
another person for the conveyance of electricity on payment of charges
determined under Section 62 of the Act.
Regulation - 4. Interpretation of Regulations.
In the interpretation of these Regulations, unless the context otherwise
requires:
(i) Words and expressions used and
not defined in these regulations but defined in the Act or Rules, the IEGC or
State Grid Code or State Distribution Code or State Electricity Supply Code
shall have the meaning assigned to them under the Act or Rules, IEGC or any
other Regulations notified by the Commission as the case may be.
(ii) The General Clauses Act, 1897 (10
of 1897) as amended from time to time, shall apply for the interpretation of
these regulations as it applies for interpretation of an Act of Parliament.
(iii) Words in the singular or plural
term, as the case may be, shall also be deemed to include the plural or the
singular term, respectively.
(iv) The terms "include" or
"including" shall be deemed to be followed by "without
limitation" or "but not limited" to regardless of whether such
terms are followed by such phrases or words of like import.
(v) References herein to the
"Regulations" shall be construed as a reference to these Regulations
as amended or modified by the Commission from time to time in accordance with
the applicable laws in force.
(vi) The headings are inserted for
convenience and may not be taken into account for the purpose of interpretation
of these Regulations.
(vii) References to the Statutes,
Regulations or Guidelines shall be construed as including all statutory
provisions consolidating, amending, or replacing such Statutes, Regulations or
Guidelines, as the case may be, referred to.
(viii)
In case
of inconsistency between any provisions of these regulations and any other
regulations or order passed by the Commission, the principle of harmonious
interpretation shall be applied. Even thereafter if inconsistency persist, the
provisions of these Regulations shall prevail.
Regulation - 5. Scope.
These Regulations shall be applicable for allowing Open Access to
electricity generated from green energy sources as defined herein above in
Regulation 3 of these Regulations, including the energy from non-fossil fuel
based Municipal Solid Waste-to-Energy plant for use of Intra-State Transmission
System (InSTS) or distribution system or both in the State including
Intra-State Transmission System(s) (InSTS) and/or Distribution System (s) which
are incidental to Inter- State Transmission of electricity.
Regulation - 6. Criteria for Allowing Green Energy Open Access.
I.
The
Long-Term Green Energy Open Access shall be allowed in accordance with the
transmission planning criteria and distribution planning code stipulated in the
State Grid Code.
II. The Short-Term/Medium-Term Green
Energy Open Access shall be allowed, if the request can be accommodated, by
utilizing:
a.
Inherent
design margins;
b.
Margins
available due to variation in power flows and;
c.
Margins
available due to in-built spare transmission system capacity and/or
distribution system capacity created to cater to future load growth;
III. Installation of energy meter
i.e., ABT complaint meter at generator end as well as at consumer end seeking
open access for 1 MW and above. While in case of consumer seeking open access
below 1 MW, installation of Special Energy Meter capable of energy recording on
15 minutes time block basis.
IV.
No dues
of concerned licensee and/or SNA.
Regulation - 7. Categorization of Green Energy Open Access.
The Green Energy Open Access consumers shall be classified into the
following categories based on the duration of use of the Intra- State
transmission and/or distribution system:
I.
"Long-term
Green Energy Open Access" means the right to use the intra-State
transmission system and/or distribution system for a period exceeding 12 years
but not exceeding 25 years.
II. "Medium-term Green Energy
Open Access" means the right to use the intra-State transmission system
and/or distribution system for a period exceeding three months but not
exceeding three years.
III.
"Short-Term
Green Energy Open Access" means open access for a period up to one month
at a time.
Provided that on expiry of granted Short-term Green Open Access, if such
consumer/customer desires to avail the Short-Term Green Energy Open Access for
further period, it shall require to file application for such period and such
application shall be considered as fresh application and priority shall be
fixed on the basis of date of such application.
Regulation - 8. Application procedure for Green Energy Open Access.
(1) All applications for Green Energy
Open Access shall be made in the prescribed Form along with necessary
documents, details, and fee if any, to be submitted to the Nodal agency in
accordance with these Regulations.
(2)
All
applicants seeking Green Energy Open Access shall submit an undertaking of not
having entered into Power Purchase Agreement (PPA) or any other bilateral
agreement with more than one person for the capacity (quantum of power) for
which Green Energy Open Access is sought.
Notwithstanding anything contained in Regulation 8(2) above, a drawee
entity (consumer /distribution licensee) shall be eligible to enter into Power
Purchase Agreement (PPA) or any other bilateral agreement with more than one
person within the quantum of Green Energy Open Access granted or sought by it.
Regulation - 9. Eligibility Criteria for applying Green Energy Open Access.
(I)
The
Consumer(s) who have contracted demand or sanctioned load of Hundred (100) KW
or more, either through single connection or through multiple connections
aggregating Hundred (100) kW or more located in same electricity division of a
distribution licensee, shall be eligible for Open Access for sourcing Green
Energy (RE) under these Regulations.
Provided that in case of captive consumers, there shall not be any load
limitation in terms of contract demand/sanctioned load (kW/MW, KVA/MVA) with
Discoms.
(II) The minimum number of time
blocks, which shall not be more than 12 time-blocks, for which the consumer
shall not change the quantum of power consumed through Green Energy Open Access
so as to avoid high variations in demand to be met by the distribution
licensee.
(III)
Subject
to the provisions of these Regulations and system availability, consumers,
licensees and/or generating company shall be eligible for Green Energy Open
Access to the Intra-State Transmission System of the State Transmission Utility
or any Transmission Licensee(s) and/or Distribution System(s) of the
Distribution Licensee within the State on payment of transmission, wheeling
charges and other charges as may be determined by the Commission. The open
access customer shall have to install ABT Compliant meters/Special Energy Meter
at their place for energy accounting and Remote Terminal Unit (RTU) to
facilitate SLDC in real time monitoring, which shall be duly certified by the
licensee concerned.
Provided that Green Energy Open Access consumer seeking open access
below 1 MW, shall be allowed based on installation of Special Energy Meter
capable of energy recording on 15 minutes time block basis.
Provided that notwithstanding anything contained in these Regulations,
any Green Energy (RE) Generating Company having subsisting Power Purchase
Agreement (PPA) with the Distribution Licensee, shall not be entitled to Green
Energy Open Access for the Green Energy (RE) capacity, for which PPA is entered
into as well as for any capacity (quantum of power) for which Open Access is
already granted, except in accordance with the terms of such PPA.
Provided further that, such Green Energy Open Access shall be available
on payment of such charges as may be determined by the Commission from time to
time.
(IV) Every person, who has constructed
a Captive Generating Plant (CGP) shall have the right to open access as per the
provisions of Section 9 and other provisions of the Act read with Rules and
Regulations framed under the Act and Order(s) of the Commission on the subject
matter.
(V)
The
person(s) who claim that it is having Intra-State Captive Generating Plant and
utilize Green Energy generated from it for own use (captive use) through Green
Energy Open Access shall require to provide the details of shareholding with
voting rights owned by it/them in the captive generating plant and utilization
of energy generated from such captive generating plant for their own (captive)
use on annual basis, i.e. financial year basis to the distribution licensee in
whose area of distribution of electricity, such captive consumer(s) is situated
and obtained green energy open access for transmission/wheeling of energy from
its captive generating plant for own use (self-consumption).
Provided that the consumers who are having captive Rooftop Solar Power
Project upto 1 MW at its premises under the provisions of GERC (Net Metering
Rooftop Solar PV Grid Interactive Systems) Regulations, 2016 and its amendments
from time to time shall be exempted from providing the details of equity
holding and consumption of energy for fulfillment of CGP criteria with the
Distribution Licensee. However, they shall require to submit undertaking to the
Distribution Licensee stating that Rooftop project is owned by them.
(VI)
The
details and documents required to be submitted by the captive consumer(s) to
the Distribution Licensee for verification and to the Commission for compliance
of its captive status of generating plant and energy consumption on financial
year basis as per Schedule I of these Regulations, latest by 31st October of
the ensuing year, after completion of a financial year.
Explanation: For example, on completion of financial year 2023-24 (i.e.
from 01.04.2023 to 31.03.2024), the details for proving captive status,
generator and captive consumer(s) require to be submitted to the concerned
distribution licensee latest by 31st October, 2024 as per Schedule I of these
Regulations.
Provided further that the power generated from Captive Generating Plant
and self utilized by captive user(s) who are located in more than one State
fall under Inter-State generating plant, in that case the captive status shall
be determined by Central Electricity Authority (CEA) as per Ministry of Power
Notification dated 1st September, 2023.
(VII) Failure to provide the above
details to the distribution licensee within aforesaid time limit by concerned
Captive Generating Plant and captive consumer, the distribution licensee shall
approach to the Commission due to non-compliance of provision of Regulations
and seek direction to take action according to provision of Regulations which
includes the removal of captive status of such consumer and withdrawal of
benefit of captive status like benefits of exemption from cross-subsidy
surcharge, additional surcharge etc. for that financial year and recovery of
these charges including late payment surcharge thereon from the defaulting
entity.
(VIII) On receipt of documents/evidence
by the distribution licensee from the captive generating plant and captive
consumer, the distribution licensee shall verify the same within 3 (three)
months from the date of receipt of documents/evidence and on verification of
documents/evidences, if the distribution licensee found that either generator
or consumer has failed to prove the captive generating plant status and/or
captive consumption status or found that there is sale of energy from the
captive generating plant which qualify under third party sale, in that case,
the distribution licensee shall approach to the Commission (GERC) to take
action in accordance with law against such captive generating plant and/or
captive consumer. The distribution licensee in the aforesaid cases of
non-compliance of provisions of Act, Rules and Regulations for captive status
of the generator and/or the consumption by the consumer raise the issue with
regard to such non-compliance and approach to the Commission (GERC) to decide
captive status of the generator and/or consumption by the consumer and claim
the recovery of charges payable by such consumer on account of not fulfilling
of captive status by the generator and/or consumption by the consumer which
includes recovery of cross subsidy surcharge, additional surcharge, if any
applicable, and other charges/benefits, if any availed by the person as captive
generator and/or consumption by the consumer under the provision of these
Regulations or Orders of the Commission. Failure to prove captive status by the
generator and/or consumer on completion of financial year, they are treated as
normal open access consumers, and consumption of energy by them as non-captive
consumption and such consumer shall be liable to pay all charges as payable by
the normal open access consumer. The concessional benefits which are granted
for captive use of energy shall be withdrawn for the relevant year due to
nonfulfillment of necessary conditions of Act, Rules, and these Regulations.
Energy supplied from the generator and consumed by the consumer shall be
considered as supply of electricity as normal consumer and not as captive
consumer.
(IX)
The
consumer seeking Green Energy Open Access shall obtain No Due Certificate and
certificate related to availability of required metering infrastructure at
consumption premise from the respective distribution licensee and submit the
same along with application to the nodal agency.
Regulation - 10. Nodal Agency.
I.
All the
applications related to Green Energy Open Access shall be submitted to the
portal set up by the Central Nodal Agency. The applications shall be routed to
the State Nodal Agency (SNA) by the Central Nodal Agency.
Provided that SNA shall forward the Application to the concerned
Distribution Licensee for the cases wherein the inter-se points of drawl and
injection falls on the Distribution Network of the respective Distribution
Licensee and concerned Distribution Licensee shall process the application in
accordance with these Regulations.
Provided that, till such time, the procedures and formats are devised by
Central Nodal Agency, the existing procedures / formats laid down by the
respective State Nodal Agency for granting open access may be followed in the
matter.
II.
Gujarat
State Load Dispatch Centre shall operate as the State Nodal Agency for grant of
Short-Term Open Access to Intra-State Transmission System in conjunction with
or without Distribution Network of Distribution Licensee of the State. The
State Transmission Utility (STU) shall operate as a State Nodal Agency for
grant of Medium Term and Long Term Open Access to the Intra-State Transmission
Network in conjunction with or without Distribution Network of Distribution
Licensee of the State.
The Distribution Licensee shall operate as a Nodal Agency in
co-ordination with the SNA for grant of open access for the cases wherein the
inter-se location of drawl and injection points falls on the Distribution
Network of the concerned Distribution Licensee.
III.
The State
Nodal Agency shall coordinate with transmission licensees including STU and the
Distribution Licensees to make available all relevant information regarding
green energy open access to the public on the portal of the Central Nodal
Agency.
Regulation - 11. Treatment for existing Green Energy (RE) Open Access consumer(s).
The Green Energy Open Access availed or to be availed by the
consumer/generator/licensee for the RE generator (Green Energy Generator) which
were commissioned prior to date of notification of these Regulations shall
continue to be governed by the relevant provisions of the Government Policy or
the Order(s) of the Commission or Regulations notified by the Commission under
the control period under which the RE generator (Green Energy Generator) was
commissioned.
Provided that if the consumer/generator/licensee avail Green Energy Open
Access from the RE Generator commissioned after notification of these
Regulations shall be governed as per the provisions of these Regulations and/or
Orders of the Commission as the case may be.
Provided further that in case of inconsistency between the provisions of
Order(s) issued after notification of these Regulations, firstly the principle
of harmonious interpretation shall be applied and even thereafter if
inconsistency persist, the provisions of these regulations shall prevail.
Provided also that if Open Access for any additional Green Energy (RE)
capacity is sought by any existing consumer(s)/generators/licensee in addition
to existing Open Access capacity, such additional capacity shall be treated as
new application for Green Energy Open Access to the extent of additional
capacity commissioned after notification of these Regulations.
Regulation - 12. Allotment Priority.
(i) Distribution licensee shall have
highest priority over other Green Energy Open Access consumers.
(ii) Green Energy Open Access
consumers shall have preference (priority) over normal Open Access consumers in
the same category of open access.
(iii)
Amongst
the Green Energy Open Access consumers, Long-Term Green Energy Open Access
consumers shall have preference (priority) followed by Medium-Term Green Energy
Open Access consumers and subsequently Short-Term Green Energy Open Access
consumers, at any given time, subject to availability of spare
transmission/distribution system capacity margins.
Provided that the decision for allowing the Green Energy Open Access
shall be on the basis of first come first serve.
Regulation - 13. Procedure for grant of Green Energy Open Access.
I.
The Green
Energy Open Access applicant shall submit a complete application in all
aspects, in the format as specified by Central Nodal Agency on the central
portal set up by the Central Nodal Agency.
II.
The
application shall be forwarded to the concerned State Nodal Agency by the
Central Nodal Agency for further verification and the same shall be decided by
the State Nodal Agency within 15 days from the date on which the application is
received by State Nodal Agency from Central Nodal Agency. The following time
schedules shall be followed for processing the Application:
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Sr.No.
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Particulars
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Time-Line
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Remarks
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1
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Date on which
application is received by State Nodal Agency from Central Nodal Agency.
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T0
= Zero Date
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2
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Acknowledgement of
receipt of Application.
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T0
= Zero Date
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The acknowledgement
shall be provided immediately by electronic mode.
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3
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Acceptance of
application by State Nodal Agency after confirming that all the relevant
documents are furnished by the applicant including processing fees and BG.
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T0 + 1 working day
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In case the
application is incomplete, the State Nodal Agency shall inform the same in
writing rejecting the application and furnishing the details of the defects.
After rectifying the defects, a fresh application shall be made.
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4
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Forwarding of
application to GETCO / concerned DISCOMs.
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T0 + 3 working days
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On acceptance of
the application, the same shall be forwarded to GETCO / concerned DISCOMs for
ensuring the system availability, metering infrastructure, no pending dues
and that there is no subsisting PPA for the capacity for which the Green
Energy Open Access is sought.
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5
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Intimation from
GETCO/ DISCOMs.
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T0 + 7 working days
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Upon the receipt of
application GETCO/DISCOMs shall carry out the system study, to assess
availability of other necessary infrastructure if required and confirmation
of no pending dues.
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In case margin is
available in the network and also availability of necessary infrastructure
then GETCO/DISCOMs shall intimate to the State Nodal Agency about validity of
the application.
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In case of LTOA, if
system strengthening is required, GETCO/DISCOM shall intimate to the
Applicant and the State Nodal Agency regarding the work involved for system
strengthening.
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In case system
strengthening is required, probable date of granting Green Energy Open Access
shall be intimated to State Nodal Agency within the same time.
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In case intimation
is not received within the specified time from GETCO/DISCOM as the case may
be, the State Nodal Agency shall consider it to be deemed valid application.
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Provided that the
system studies at the drawl point to ascertain the availability of necessary
infrastructure is not required for a consumer of the licensee availing Open
Access, subject to the applicant furnishing an undertaking that, he would not
exceed the contract demand specified in his supply agreement with the
licensee even after opting for Open Access.
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Provided that there
shall be no capacity restriction for setting up of RE projects for captive
use with respect to the consumers contract demand/sanctioned load (kW/MW,
KVA/MVA) with Discoms availing power under Green Energy Open Access.
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6
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Intimation by State
Nodal Agency to the Applicant.
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T0 +8 working days
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The State Nodal
Agency shall intimate the Applicant, regarding the validity of the
Application for grant of Green Energy Open Access within the time specified.
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In case Green
Energy Open Access cannot be granted, the same shall be intimated by the
State Nodal Agency to the Applicant within the above time furnishing the
reasons in writing for non-grant of Green Energy Open Access sought.
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In case, State
Nodal Agency fails to intimate the grant of Green Energy Open Access or
otherwise, within the above specified time, the same shall be deemed to have
been granted, to be subject to system availability.
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7
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Submission of
signed Agreement by the applicant for Medium- Term and Long-Term Green Energy
Open Access.
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T0 + 10 working
days
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The applicant shall
submit signed Transmission and/or Wheeling Agreement to the licensee to be
executed and obtain due acknowledgment of the designated authority notified
by the concerned licensee for such submission.
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In case the
Applicant fails to submit the Transmission and/or Wheeling Agreement within
the specified time, the Open Access granted is deemed to have been cancelled.
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8
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Execution of
agreement by licensee and return of the executed agreement to the applicant.
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T0 + 13 working
days
|
The concerned
authority will ensure for execution of Agreement with the Applicant within
three days and also provide the copy of such executed Agreement and obtain
due acknowledgment of the applicant.
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|
|
|
|
The time limit for
signing of Transmission Agreement by GETCO and Wheeling Agreement by
distribution licensee shall be three days in each case, where it is required
to sign both Agreements.
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|
|
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The Transmission
and Wheeling Agreement to be executed in the standard format as the case may
be; shall be prepared by State Nodal Agency/ licensee(s) as approved by the
Commission.
The existing
Wheeling/Transmission Agreement as modified and as get approved from the
Commission for REC and Non-REC route projects in accordance with these
Regulations shall be adopted.
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9
|
Submission
of signed copies of the executed agreement/Undertaking by the applicant to
SNA.
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T0
+ 15 working days
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Thereafter, the
Applicant within two days of receipt of such executed Agreement(s) shall
submit copy(ies) of signed Transmission and/or Wheeling agreement to the
State Nodal Agency and the State Nodal Agency shall provide acknowledgement
of receipt. In case GETCO/ DISCOMs fail to sign and execute the Transmission
and/or Wheeling Agreement submitted by the applicant within the specified
time above, the Transmission and/or Wheeling Agreement is deemed to have been
executed.
In case of deemed
execution, the provisions of standard Agreement(s) approved by the Commission
shall be applicable and binding.
In case of deemed
execution of agreement(s), the applicant is allowed transmission and / or
wheeling of energy from the effective date subject to filing of an
‘Undertaking’ on affidavit that it shall avail the transmission and / or
wheeling of energy and terms & conditions of the deemed approved Agreement(s)
are binding on it.
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10
|
Effective
date for wheeling.
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In
case the State Nodal Agency receives from the applicant the copy of the
executed agreement(s)/ ‘Undertaking on Affidavit with regard to deemed
execution of agreement, as the case may be, the effective date for
commencement of Green Energy Open Access of the applicant shall be the next
date from the date of submission of signed copy of the agreement(s) /
undertaking to the State Nodal Agency.
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The
applicant is allowed to wheel the energy from the effective date.
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III. An application for open access
shall accompany with the non-refundable processing fee as specified in this
clause alongwith necessary proof of it. The State Nodal Agency shall ensure
that non-refundable processing fee of Rupees Fifty Thousand for Long-Term, and
(ii) Rupees Twenty-Five Thousand for Medium-Term Green Energy Open Access and
(iii) Rupees Five Thousand for Short-Term Green Energy Open Access shall be
paid by the Applicant to the State Nodal Agency.
IV. An application for a Short-Term
Green Energy Open Access, for Green Energy Generating plant(s) or its/their
generating unit(s) which are yet to be commissioned, shall be made not before
two months prior to the commissioning date of such RE Generating plant(s) or
its/their generating unit(s), to avoid unnecessary blocking of corridor.
V.
An
application for Long-Term/Medium-Term Green Energy Open Access shall be
accompanied by a Bank Guarantee (BG) of Rupees Fifty thousand (Rs. 50,000/-)
for Green Open Access capacity less than 1 MW and Rupees One lakh per MW (Rs.
1,00,000/- per MW) for 1 MW & above which shall be kept valid and
subsisting till the signing of agreement for transmission and/or wheeling of
electricity and such BG shall be encashed by the Nodal Agency, if the
application is withdrawn by the applicant prior to the signing of such
agreement. On signing of the agreement for transmission and/or wheeling of
electricity, the BG shall be returned within 25 working days to the applicant
by the State Nodal Agency.
VI. In case there is any material
change with regards to the location of the injection point or quantum of power
to be interchanged using the intra-State transmission and/or distribution
system, a fresh application shall be made for the entire capacity to ascertain
the system availability and such application shall be accompanied by relevant
documents, application fees. Moreover, in case of Long-Term and Medium-Term Green
Energy Open Access, bank guarantee shall be required for the additional
capacity. It is also clarified that in case the additional capacity sought for
cannot be accommodated in the existing network, the applicant is entitled for
Green Energy Open Access to the extent of his original allotment.
VII. The Bank Guarantee (BG) shall be
refunded by the State Nodal Agency (SNA) within 25 working days; (i) from the
date of submission of signed agreement by open access consumer to the State
Nodal Agency (SNA), in case of deemed approval considered for open access; (ii)
from the date of rejection of Application for open access on ground of
non-availability of margin in the network by SNA and; (iii) from the date of
rejection of application by SNA due to any deficiency or defect. In case of
rejection of application on a ground of any deficiency or defect a fresh
application to the Central Nodal portal shall be made by the applicant after
curing the deficiency or defect.
VIII. The State Nodal Agency shall
communicate to the applicant through a recognized mode of communication
regarding the grant of Green Energy Open Access or otherwise.
IX. Further, during the pendency of
application for grant of Green Energy Open Access, the applicant shall not
inject any energy to the licensees network and the licensee shall not be liable
to pay any charges for the energy injected during such period.
X.
The
Transmission Licensee(s), Distribution Licensee(s), SLDC and STU shall ensure
proper coordination while arranging for Green Energy Open Access.
XI.
New Green
Energy (RE) generating plant(s) or generating Unit(s) or generating company who
has obtained connectivity on its name, applied for seeking Long-Term Green
Energy Open Access and entered into agreement for wheeling and/or transmission
on its name, shall commission such plant(s) or unit(s) within twenty-four
months from the date of Green Energy Open Access Application, or the schedule
date of commencement of open access/SCOD of the plant as specified in the
respective PPA/transmission agreement/wheeling agreement, whichever is earlier,
as case may be. Failing which, the Green Energy Open Access granted shall be
deemed to have been cancelled, to avoid unnecessary blocking of the corridor.
Provided that in case of project developer is ready for commissioning of
the project with supporting documentary evidence but such projects are unable
to commission due to non-availability of transmission/distribution network on
account of failure of licensee, such generator or generating company has
liberty to approach the Commission, preferably, prior to three (3) months from
the date of the completion of timelines as specified above.
XII. A Green Energy Open Access
consumer shall enter into commercial agreements with generators or generating
company, trading licensee, distribution licensee, as may be applicable, and
such agreements shall include provisions pertaining to payment security
mechanism.
XIII. The State Nodal Agency shall host
on its website the details of every application received from the Central Nodal
Agency and the status of such application on a continuous basis, which shall be
made available to the public.
XIV.
The State
Nodal Agency/Distribution Licensee shall prepare procedure for grant of Green
Energy Open Access consisting of documents, formats etc. required to be
submitted for Green Energy Open Access in line with the provisions of Act,
Rules, Regulations, Orders and Procedure followed by Central Nodal Agency, for
smooth implementation of the Green Energy Open Access in the State and get
approved from the Commission.
Regulation - 14. Procedure for applying for Day Ahead Green Energy Open Access Transactions.
The applicant shall apply to the Central Portal for Day Ahead Green
Energy Open Access Transactions in the standard application format.
For the applications received by the State Nodal Agency from the Central
Nodal Agency, before 13:00 hours of the day immediately preceding the day of
scheduling for day-ahead Green Energy Open Access transaction, the State Nodal
Agency shall check for congestion in the system and convey grant of approval or
otherwise to the applicant through e-mail or fax, not later than 15:00 hours of
the day immediately preceding the day of scheduling for day-ahead transaction,
after ensuring that there is no subsisting PPA for the capacity sought under
Green Energy Open Access.
Non-refundable processing fee of Five Thousand Rupees for each
transaction shall be paid by the applicant, in manner as prescribed by the
State Nodal Agency like by way of a demand draft or payment through electronic
transfer in favour of the State Nodal Agency.
Provided that the actual operationalization of Green Energy Open Access
shall be affected subject to payment by the applicant of the charges as
specified in these Regulations and orders passed by the Commission from time to
time, before 17:00 hours of the day immediately preceding the day of scheduling
for day-ahead transaction.
Provided further that minimum 12 time-blocks for which the consumer
shall not change the quantum of power consumed through open access so as to
avoid high variations in demand to be met by the distribution licensee.
Where Green Energy Open Access is denied, the State Nodal Agency shall
furnish reasons thereof to the applicant.
Regulation - 15. Utilization, Non-Utilization of service by Green Energy Open Access Consumers.
I.
A
medium-term/long-term consumer shall not relinquish his rights and obligations
specified in the Green Energy Open Access agreement without prior approval of
the State Nodal Agency/licensee. The relinquishment of such rights and
obligations by a long-term and medium-term consumer shall be subject to payment
of compensation, as per the provisions of these Regulations.
II.
Provided
further that minimum 12 time-blocks for which the consumer shall not change the
quantum of power consumed through open access so as to avoid high variations in
demand to be met by the distribution licensee.
Regulation - 16. Energy Accounting.
(1)
Inter-state
transactions
In case of Green Energy Open Access carried out under inter-state
transaction (including Inter-State RE Projects located in Gujarat &
connected to ISTS network, supplying power to consumer in Gujarat) energy
accounting shall be as per the CERC Regulations.
Provided that if the generator situated in the State of Gujarat and
connected with Inter-State grid through the State grid and selling power
outside/inside the State, the energy accounting for deviation settlement be
carried out wherein the deviation charge shall be either (A) Reference Charge
Rate or (B) Normal Rate of Charges for deviation, whichever is higher.
Explanation: Reference Charge Rate and Normal Rate of Charges shall have
the meaning as defined in CERC DSM Regulations from time to time.
(2)
Intra-State
transactions
Long-Term Open Access/Medium-Term Open Access/Short-Term Open Access:
The deviation charges shall be payable by the wind/solar generator as
per the GERC (Forecasting and Scheduling and Related Matters for Solar and Wind
Generation Sources) Regulations, 2019.
Provided that the Green Energy Generator (RE generator) other than
solar, wind and Wind-Solar Hybrid generator which were commissioned under the
respective RE tariff orders passed by the Commission from time to time and in
operation shall be governed by the provisions of relevant orders of the
Commission.
In case of intra-state transactions, forecast/schedule shall be replaced
with actual metered data at the time of preparing post-facto schedule in energy
accounting of wind and solar energy projects.
Regulation - 17. Energy Banking facility and Charges, Energy Settlement and Open Access Charges, Payment Security Mechanism and Relinquishment of Open Access Rights for Green Energy Open Access.
The provisions related to Green Energy Open Access charges, Energy
Banking facility & Charges, Energy Settlement, Payment Security Mechanism
and Relinquishment of Open Access Rights for Green Energy Open Access shall be
as follows: -
1.
Transmission
charges;
2.
Wheeling
charges;
3.
Cross
subsidy Surcharge;
4.
Additional
Surcharge;
5.
Standby
Charges wherever applicable;
6.
Banking
facility and Charges;
7.
Energy
Settlement;
8.
Other
fees and charges such as SLDC fees, scheduling charges, deviation settlement
(DSM) charges as per the relevant Regulations, Orders of the Commission,
transaction charges and meter reading charges.
9.
Payment
Security Mechanism
10.
Relinquishment
and its Charges
17.1. Transmission Charges.
Green Energy Open Access Consumer using transmission system shall pay
the charges as stated hereunder:
17.1.1. For use of inter-State transmission system.
(i)
As
specified by the Central Commission from time to time.
17.1.2. For use of intra-State transmission system.
The Transmission Charges for Long-Term, Medium-Term and Short-Term Green
Energy Open Access shall be as determined by the Commission as per the
prevailing provisions of the GERC (MYT) Regulations read with Orders passed by
the Commission from time to time.
The applicable rate of Transmission Charge and transmission losses
payable by Green Energy Open Access Consumer shall be specified by the
Commission in its Tariff Order of Green Energy Technology based generation
including projects like Wind, Solar, Wind-Solar Hybrid, Biomass, Bagasse,
Hydro, Mini/Small/Micro Hydro, Municipal Solid Waste to Energy, Green Hydrogen
and Green Ammonia based projects etc.
17.2. Wheeling Charges.
a.
Wheeling
charges payable to distribution licensee, by the Green Energy Open Access
Consumer for usage of its system shall be as determined by the Commission in
the tariff order from time to time:
i.
The
Commission shall specify the wheeling charge of Distribution Wires Business of
the Distribution Licensee in its Order passed under sub-section (3) of Section
64 of the Act:
ii.
The rate
of Wheeling Charge payable by Green Energy Open Access Consumer shall be
specified by the Commission in its Tariff Order of Green Energy Technology
based generation including projects like Wind, Solar, Wind-Solar Hybrid,
Biomass, Bagasse, Hydro, Mini/Small/Micro hydro, Municipal Solid Waste to
Energy based projects, Green Hydrogen and Green Ammonia based projects etc.
iii. Wheeling Charge for Green Energy
Open Access shall be computed in Rs. /kWh and it shall be charged on the energy
wheeled.
b.
In
addition to Wheeling Charge, Wheeling loss shall be applicable to green energy
open access consumers or generator, as the case may be, seeking Green Energy
Open Access and it shall be as determined by the Commission in the tariff order
from time to time.
17.3. Cross Subsidy Surcharge.
1.
The Green
Energy Open Access facility availed by a consumer shall be required to pay
cross subsidy surcharge as provided in relevant Tariff Orders issued by the
Commission from time to time, in addition to transmission and/or wheeling
charges. Cross subsidy surcharge determined by the Commission on Per Unit basis
shall be payable, on billing cycle basis, by the open access customers based on
the actual energy consumed during the billing period through open access. The
amount of surcharge shall be paid to the distribution licensee in whose area of
supply such consumer is situated.
2.
The
Cross-subsidy surcharge shall be determined by the Commission in accordance
with the provisions of Electricity Act, 2003 read with the principles and
formula stipulated in the Tariff Policy notified by the Ministry of Power,
Govt. of India.
Provided also that such cross-subsidy surcharge shall not be levied in
case distribution/transmission access is provided to a person who has
established a captive generation plant for carrying the electricity to the
destination of his own use.
Provided further that the cross-subsidy surcharge for Green Energy Open
Access Consumer purchasing green energy, from a generating plant using green
energy (renewable energy) sources, shall not be increased, during twelve years
from the date of operating of the generating plant using renewable energy sources,
by more than fifty percent of the surcharge fixed for the year in which open
access is granted.
Provided also that Cross Subsidy Surcharge shall not be applicable in
case power produced from a nonfossil fuel-based Municipal Solid Waste-to-Energy
plant is supplied to the Green Energy Open Access Consumer.
3.
The
surcharge, determined by the Commission under clause (a) of sub-Section (1) of
Section 86 of the Electricity Act, 2003 shall not exceed twenty per cent of the
Average Cost of Supply.
4.
The Cross
Subsidy Surcharge payable by a consumer shall be such so as to meet the current
level of cross subsidy within the area of supply of the distribution licensee.
17.4. Additional Surcharge.
i.
The Green
Energy Open Access consumers are required to pay the Additional Surcharge as
determined by the Commission with consideration of provisions of Act, Rules,
Regulations and Orders of the Commission from time to time. The Additional
Surcharge levied on Green Energy Open Access consumer shall not be more than
the per unit fixed cost of power purchase of the distribution licensee
concerned.
ii.
The
Additional Surcharge shall not be applicable to the Green Energy Open Access
consumer to the extent of contract demand being maintained with the
distribution licensee.
Provided that in case the quantum of Green Energy Open Access availed by
the Green Energy Open Access consumer is more than the contracted demand /
sanctioned load with the licensee and no fixed charge or demand charge is being
paid or payable for additional quantum, in that case the Additional Surcharge
determined by the Commission from time to time as per the Orders of the
Commission shall be applicable for such additional quantum availed over the
contracted demand / sanctioned load.
Provided that for a person availing Green Energy Open Access, the
Additional Surcharge shall be linearly reduced from the value in the year in
which Green Energy Open Access was granted so that, if it is continued to be
availed by this person, the Additional Surcharge shall get eliminated within
four years from the date of grant of Green Energy Open Access.
Provided further that such additional surcharges shall not be levied in
case distribution/transmission access is provided to a person who has
established a Captive Generation Plant for carrying the electricity to the
destination of his own use.
Provided also that Additional Surcharge shall not be applicable in case
power produced from a Municipal Solid Waste-to-Energy plant is supplied to the
Green Open Access Consumer.
Provided further that additional surcharge shall not be applicable in
case of electricity produced from offshore wind projects, which are
commissioned upto December, 2032 and supplied to the Open Access Consumers.
17.5. Standby charges for drawl of power by Green Energy Open Access
customer from distribution licensee.
In case the green energy open access consumer is unable to
procure/schedule power from the generating sources with whom they have the arrangement
to procure power due to outages of generator, transmission systems and the
like, standby arrangement shall be provided to Green Energy Open Access
consumer by the distribution licensee of the area of its supply and the
licensee shall be entitled to collect Standby charges as Ten Percent of the
energy charges including FPPPA charges as applicable to consumer tariff
category in the prevailing rates schedule specified in relevant Tariff Order
passed by the Commission on year to year basis.
Provided that the standby charges shall be in addition to the applicable
tariff on standby energy supplied by the Distribution Licensee to the Green
Energy Open Access Consumer.
It is hereby clarified that in such situations the open access consumer
has to take power from an alternate source like the distribution licensee and
the charges for maintaining standby arrangements for such consumers should be
reflective of the costs incurred by distribution licensee for providing these
support services.
Provided further that the standby charges shall not be applicable, if
the green energy open access consumer has given notice, in advance at least a
day in advance before closure time of Day Ahead Market on "D - (minus)
1" day, "D being the day of delivery of power for standby arrangement
to the distribution licensee.
Provided also that Green Energy Open Access consumers would have the
option to arrange standby power from any other source.
17.6. Banking facility and charges.
(i) Banking facility shall be
permitted to the consumers availing Green Energy Open Access.
(ii) For the purpose of these
Regulations, the banking means surplus green energy injected in the grid in 15
minutes time block basis and credited with the distribution licensee energy by
the Green Energy Open Access consumers and that shall be drawn along with
charges to compensate the distribution licensee by the open access consumer.
(iii) The banking of energy shall be
evaluated for energy accounting on 15 minutes time block basis. The difference
between the injected energy from green energy generator available at
consumption point and consumers consumption in same 15 minutes time block basis
shall be considered as banked energy.
(iv) The consumption of banked energy
shall be permitted on billing cycle basis in a manner specified as under:
In the billing cycle, the banked
energy, if any, available during peak period (i.e. Time of Use -ToU period
specified in the Tariff Orders of the Commission for respective distribution
licensees from time to time) shall be allowed to be utilized during the peak
period and the off-peak period (i.e. period other than peak period) by the
Green Energy Open Access consumer.
Provided further that in case of the banked energy available during
off-peak period (i.e. period other than the peak period) shall be utilized only
during off-peak period by the green energy open access consumer.
(v)
The
banking facility is an optional facility provided to the GEOA consumers. In
case consumer choose not to avail the banking facility, the same shall be
permitted on furnishing an Undertaking in this regard.
Once such option is exercised by the consumer, the same shall not be
permitted to change before completion of three years from date of
operationalization of open access under such option. In case of banking
facility is not desired to avail by GEOA consumer, the energy accounting shall
be done in 15 minutes time block for open access energy accounting purpose. The
surplus energy, if any, available after adjustment in 15 minutes time block
basis shall be considered and qualify as inadvertent flow of energy and for
that GEOA consumer shall not be entitled for REC to the extent of lapsed banked
energy.
(vi) The permitted quantum of banked
energy by the green energy open access consumers shall be at least 30% of total
consumption of electricity from the distribution licensee by the consumers
during the billing period.
(vii) When the generator situated in
the State of Gujarat or in the other State, connected with the Inter-State
Transmission System (ISTS) grid and directly supplying power to consumer(s)
situated in the State of Gujarat who are only connected with Inter-State
Transmission System/Grid but not connected with State Transmission Network
and/or Distribution System of State, the provisions related to banking facility
shall be governed as per applicable CERC Regulations read with MoP Rules.
(viii) The Banking Charge at rate of Rs.
1.50 per unit shall be effective from the date of notification of these
Regulations up to 30th September 2024. Thereafter, the banking charge for the
period starting from 1st October 2024 and onwards as decided by the Commission
and separately notified by the Regulation, shall be applicable.
(ix) When the Green Energy generator
is situated either in State of Gujarat or outside the State of Gujarat and
connected with Inter-State Transmission System/Grid and supplying power to the
consumer connected with Intra-State Transmission and/or Distribution System of
the State, in that case, the banking facility shall be governed as per the
applicable CERC Regulations read with MoP Rules.
(x) The injection of energy from
Green Energy Generating Station to the grid shall also be subject to scheduling
as per the GERC (Forecasting, Scheduling, Deviation settlement Mechanism and
related matters of Wind and Solar Generating Stations) Regulations, 2019 as
amended from time to time and relevant Orders of the Commission on different
renewable energy based (Green Energy) projects.
(xi)
The
credit for banked energy shall not be permitted to be carried forward to
subsequent billing cycles and shall be adjusted during the same billing cycle
in a manner specified under these Regulations.
Provided further that the unutilized surplus banked energy shall be
considered as lapsed at the end of each billing cycle and the renewable energy
generating station shall be entitled to get Renewable Energy Certificate (REC)
to the extent of the lapsed banked energy.
17.7.
In respect of consumers availing open access from Green Energy
generating plants set up under various policies of the Government
/Orders/Regulations of the Commission including these Regulations, following
shall be the hierarchy for settlement of energy
The Green Energy Open Access availed by the Green Energy Open Access
consumer from the different Green Energy generating plants having different
mechanism for energy accounting and involving set-off of the energy
simultaneously in the same time block and/or daily basis and/or monthly
basis/billing cycle basis, as the case may be in accordance with applicable
Order/Regulations of the Commission/Government Policy, in such case, the
priority for the energy accounting to be carried out by the
SLDC/ALDC/Distribution Licensee for giving setoff against consumers consumption
shall be as under:
(1) The treatment for settlement of
energy wheeled/transmitted under long-term open access, medium-term open access
or short-term open access from the renewable energy generator (green energy
generator) shall be given as per the provisions of relevant Government Policy /
Orders of the Commission on renewable energy generator under which such
projects were set up or commissioned read with the wheeling/transmission
agreement with the licensee.
(2) The priority for the purpose of
energy accounting for availing the Green Energy (RE) through LTOA/MTOA/STOA
shall be as under:
(i) LTOA based purchased
energy/wheeled energy shall have highest priority;
(ii) MTOA based purchased
energy/wheeled energy shall have priority after LTOA energy;
(iii) STOA based purchased
energy/wheeled energy shall have priority after MTOA energy;
(iv) Priority amongst same category of
aforesaid open access cases, FIFO (First In First Out) principle shall be
followed.
(3) The surplus energy after giving
consumption set-off in a 15 minute time-block basis shall be accounted as
banked energy and the same shall be consumed by the consumer as per the
provisions of these Regulations.
(4) The banking facilities available,
settlement of energy mechanism is provided different for different renewable
energy generators in accordance with applicable Order/Regulations of the
Commission/Government Policy.
(5) If the total energy generated
from the different RE sources cannot be accounted for and adjusted in the
aforesaid manner, the surplus energy available has to be treated as lapsed
energy eligible for RECs as specified in these Regulations for the projects
qualified under these Regulations. While in case of projects which are
commissioned prior to Notification of these Regulations, the treatment for
surplus energy shall be as per the provisions of the relevant Government
Policy, Commission Orders / Regulations read with transmission and/or wheeling
agreement between the parties.
(6) Green Energy Open Access will get
priority over fossil fuel-based power.
17.8. Other Charges and Fees.
17.8.1. Scheduling charges.
The Green Energy Open Access consumers shall require to pay scheduling
charge of Rs. 2000/ day/approval for Short-Term Open Access and in case of
Long-Term Open Access and Medium-Term Open Access the same shall be as per
Tariff Order of the Commission with regard to SLDC for respective year.
17.8.2. Renewable Energy Deviation Settlement Charges (RE-DSM).
The Green Energy Open Access consumers (RE generators) from wind and
solar energy shall be governed by the GERC (Forecasting, Scheduling, Deviation
Settlement and Related Matters of Solar and Wind Generation Sources)
Regulations, 2019 notified by the Commission. They shall be liable to pay
deviation charges as per aforesaid Regulations as case may be. While other RE
technology-based generators shall be governed by the provision of relevant
technology based tariff Order of the Commission, Government Policies under
which such generators are commissioned or as decided by the Commission from
time to time.
17.8.3. Transaction and Meter reading Charges.
The Green Energy Open Access Consumer shall pay the monthly (a)
Transaction charges of Rs. 3,000/- (Rupees Three Thousand only) for maintaining
the transaction details to the State Nodal Agency and (b) Monthly Meter reading
charges of Rs. 1,000/- (Rupees One thousand) to the concerned licensee(s) who
carry out such meter reading.
17.9. Payment Security Mechanism.
At the time of submissions of signed Agreement for transmission and/or
wheeling of electricity, the Green Energy Open Access consumer seeking open
access for Long-Term Open Access, Medium-Term Open Access, shall require to
provide an irrevocable Revolving Letter of Credit or Bank Guarantee in favour
of the agency responsible for collection of various charges specified in these
Regulations for the estimated amount of various charges for a period of two
months. While in case of Short-Term Open Access, the payment security shall be
provided by the Green Energy Open Access customer in advance for the entire
period for which open access is sought. In absence of valid payment security
instrument as stated above to be provided by the green energy open access
consumer, no open access shall be granted.
Such LC/BG must be available to the State Nodal Agency and/or, licensee
during the entire period of Green Energy Open Access granted by them and avail
by the open access consumer. Failure to provide above mentioned valid financial
instruments as payment security to the State Nodal Agency, and/or licensee, the
green energy open access granted shall be considered as deemed cancelled.
17.10. Relinquishment and its Charges.
Option for relinquishment of Under-Utilization or Non-Utilization of
open access capacity in intra-State transmission system/distribution systems by
Green Energy Open Access consumers.
(1)
Long-term
access:
A long-term Green Energy Open Access consumer may relinquish the
long-term access rights fully or partly before the expiry of the full term of
long-term access, by making payment of compensation for the Stranded
relinquishment capacity sought, as follows:
(a) Long-term Green Energy Open
Access consumer who has availed access rights for at least 12 years;
(i) Notice of one (1) year - If such
a Green Energy Open Access consumer submits an application to the State
Transmission Utility/Transmission Licensee and/or Distribution Licensee at
least 1 (one) year prior to the date from which such customer desires to
relinquish the access rights, there shall be no charges.
(ii) Notice of less than one (1) year
- If such a Green Energy Open Access consumer submits an application to the
State Transmission Utility/Transmission Licensee and/or Distribution Licensee
at any time less than a period of 1 (one) year prior to the date from which
such customer desires to relinquish the access rights, such customer shall pay
an amount equal to 66% of the transmission charges and/or wheeling charges for
the stranded transmission capacity and/or Distribution Capacity requested for
the period falling short of a notice period of one (1) year.
(b) Long-term Green Energy Open
Access consumer who has not availed access rights for at least 12 (twelve)
years Such customer shall pay an amount equal to 66% of the estimated
transmission charges and/or wheeling charges (net present value) for the
relinquishment of stranded transmission capacity and/or distribution capacity
requested for the period falling short of 12 (twelve) years of access rights:
Provided that such a Green Energy Open Access consumer shall submit an
application to the State Transmission Utility/Transmission Licensee and/or
Distribution Licensee at least 1 (one) year prior to the date from which such
customer desires to relinquish the access rights:
Provided further that in case a Green Energy Open Access consumer
submits an application for relinquishment of long-term access rights at any
time at a notice period of less than one year, then such customer shall pay an
amount equal to 66% of the estimated transmission charges and/or wheeling
charges(net present value) for the period falling short of a notice period of
one (1) year, in addition to 66% of the estimated transmission charges and/or
wheeling charges(net present value) for the relinquishment transmission
capacity and/or distribution capacity requested for the period falling short of
12 (twelve) years of access rights.
(c) The discount rate that shall be
applicable for computing the net present value as referred to in subclause (b)
of clause (1) above shall be the discount rate to be used for bid evaluation in
the Central Commissions Notification issued from time to time in accordance
with the Guidelines for Determination of Tariff by Bidding Process for
Procurement of Power by distribution Licensees issued by the Ministry of Power.
(d) The compensation paid by the
long-term Green Energy Open Access consumer for the relinquished transmission
capacity and/or distribution capacity shall be used for reducing transmission
charges payable by other long-term Green Energy Open Access consumer and
medium-term Green Energy Open Access consumer in the year in which such
compensation payment is due in the ratio of transmission charges and/or
wheeling charges payable for that year by such long- term customers and
medium-term Green Energy Open Access consumers.
(2) Medium-Term Green Energy Open
Access consumers:
A Medium-Term Green Energy Open Access consumer may relinquish rights,
fully or partly, by giving at least 30 days prior notice to the nodal agency:
Provided that the Medium-Term Green Energy Open Access consumer
relinquishing its rights shall pay applicable transmission charges and/or
wheeling charges for the period of relinquishment or 30 days whichever is less.
(3) Short-Term Green Energy Open
Access consumer
(a) The Short-Term Open Access
schedules accepted by the State Nodal Agency in advance or on
firstcome-first-served basis may be cancelled or revised downwards on an
application to that effect made to the State Nodal Agency by the short-term
Green Energy Open Access consumer:
Provided that such cancellation or downward revision of the Short-Term
Open Access schedules shall not be effective before expiry of a minimum period
of two (2) days:
Provided further that the day on which notice for cancellation or
downward revision of schedule is served on the nodal agency and the day from
which such cancellation or downward revision is to be implemented, shall be
excluded for computing the period of two (2) days.
(b) The person seeking cancellation
or downward revision of Short-Term Open Access schedule shall pay the
transmission charges and/or wheeling charges for the first two (2) days of the
period for which the cancellation or downward revision of schedule, as the case
may be, in accordance with the schedule originally approved by the nodal
agency, and thereafter in accordance with the revised schedule prepared by the
nodal agency during the period of such cancellation or downward revision.
(c) In case of cancellation,
operating charges specified in these Regulations shall be payable for two (2)
days or the period of cancellation in days, whichever is less.
Regulation - 18. Curtailment Priority.
In case due to transmission/distribution system constraints or
otherwise, it is necessary to curtail the service, the following priority shall
be followed:
a.
The
short-term open access consumer (other than Green Energy Open Access consumer)
shall be curtailed first followed by short-term Green Energy Open Access
consumers.
b.
Next,
Medium-Term Open Access consumer (other than Green Energy Open Access consumer)
followed by Medium-Term Green Energy Open Access consumer shall be curtailed.
c.
Next
Long-Term Open Access consumer (other than Green Energy Open Access consumer)
followed by Long-Term Green Energy Open Access consumer shall be curtailed.
Provided that within a category, the Green Energy Open Access consumers
shall have equal curtailment priority and shall be curtailed on pro-rata basis.
Provided further that distribution licensees shall be curtailed as last
resort.
Regulation - 19. Dispute Resolution.
All disputes and complaints relating to Green Energy Open Access shall
be made to the concerned State Nodal Agency, i.e. SLDC/STU/Distribution
Licensee as case may be, which may endeavor to resolve the grievance.
No application for open access shall be denied unless the applicant has
been given an opportunity of being heard in the matter and all orders denying
open access shall be speaking orders by the concerned nodal agency. Appeal
against an Order of the concerned nodal agency shall be preferred before the
Commission, within a period of thirty days from the date of receipt of order as
provided under sub-Rule (4) of Rule 7 of Green Energy Open Access Rules 2022
notified by MoP, GoI.
The Commission shall dispose the Appeal within a period of three months
and the Order issued by it, shall be binding on the parties.
Regulation - 20. Metering.
Green Energy Open Access consumer having contract demand of 1 MW and
above shall have to provide four quadrant ABT compliant meters at the generator
end, interface points, consumption place which shall conform to the Central
Electricity Authority (Installation and Operation of Meters) Regulations, 2006,
as amended from time to time.
Provided that the open access consumer who is also consumer of
distribution licensee and demanding the green energy open access upto 1 MW
shall be permitted by the licensee to install Special Energy Meter capable of
energy recording on 15 minutes time block basis, specified by the CEA in its
Regulations for fulfillment of the purpose of billing and energy accounting for
green energy open access at consumption place as per the discretion of consumer.
The metering point as well as the interconnection point for grid
connectivity shall be the nearest transmission/distribution licensee
sub-station.
Above Meters shall always be maintained in good condition and shall be
open for inspection by any person authorized by the State Transmission Utility,
Distribution Licensee or the State Load Despatch Centre.
All the Green Energy Open Access consumers shall abide by the metering
standards of CEA.
Regulation - 21. Reactive Energy Charge.
In respect of Green Energy generator, the payment for the reactive
energy charges shall be in accordance with provisions stipulated in the
Electricity Grid Code notified by the Commission read with Tariff Order passed
by the Commission from time to time.
Provided that when Green Energy Open Access consumer procuring power
from the distribution licensee and simultaneously wheeling the power from Green
Energy supplier in that case the Reactive Energy Charge shall be as per the
applicable tariff orders for relevant class of consumers.
Regulation - 22. Compliance of Grid Code, Distribution Code, Regulations, Orders etc.
Green Energy Open Access consumers shall abide by the State Grid Code,
Distribution Code and all other Codes and Standards, DSM Regulations and other
Regulations and Orders of the Commission as applicable from time to time.
Regulation - 23. Collection and Disbursement of charges.
The charges in respect of Green Energy Open Access consumers shall be
payable directly to the State Nodal Agency and Distribution Licensees in
accordance with the terms and conditions of payment as specified in these
Regulations. The State Nodal Agency shall disburse the amount received to the
appropriate licensees. In case of more than one distribution licensee is
supplying in the same area, the licensee from whom the consumer is availing
supply shall collect the Green Energy Open Access charges.
Regulation - 24. Information System.
(a) SLDC shall post the following
information in a separate web page titled Green Energy Open Access Information
and also issue a monthly and annual report containing following information:
i.
A status
report on Long-Term consumers/Medium-Term/Short- Term Green Energy Open Access
consumers.
ii.
Floor
rate for bidding in case of congestion.
iii. Peak load flows on EHV.
iv. Information regarding average
loss in the transmission system as determined by the licensee on a monthly
basis, and distribution loss as determined by the Commission in its respective
tariff order.
(b) The information shall be updated
on every change in status.
(c) All previous report shall be
available in the web-archives.
(d)
The SLDC
shall host the above information on its website within one month from the date
of notification of these Regulations.
Regulation - 25. Reports.
The transmission/distribution licensee shall submit a monthly report to
the Commission or as often directed by the Commission in the following format
or other format:
|
Sr. No.
|
Name and address of
the Green Energy Open Access/wheeling consumer
|
Point of injection
|
Point of drawal
|
Capacity allowed (MW)
|
|
|
|
|
|
|
Regulation - 26. Communication facility.
Green Energy Open Access consumer shall have the
requisite communication systems in place to facilitate seamless communication
of Data/Orders/ information to/from the generator place to State Nodal Agency
(SLDC), Distribution Licensee, Sub-SLDC, ALDC (Area Load Dispatch Center), and
LMU (Load Management Unit) and from consumer place to distribution licensees on
real time basis.
Provided that the data of generators having collective
capacity of 1 MW and above shall be utilized by State Nodal Agency (SLDC) for
energy accounting and real time grid management.
Provided further that the data of Green Energy Open
Access consumer consists of the generators and the consumer of 100 kW to 1 MW
shall be utilized by the Area Load Despatch Center (ALDC) who is also working
as Load Management Unit (LMU) for energy accounting and real time load
management and grid management.
Regulation - 27. Issue of Orders and Directions.
Subject to the provisions of the Electricity Act, 2003
and these Regulations, the Commission may, from time to time, issue Orders and
practice directions with regard to the implementation of these Regulations and
procedures to be followed.
Regulation - 28. Power to give Directions.
The Commission shall have power to issue such directions
and orders from time to time as considered appropriate for implementation of
these Regulations.
Regulation - 29. Power to Relax.
The Commission may by general or special order, for
reasons to be recorded in writing, and after giving an opportunity of hearing
to the parties likely to be affected, may relax any of the provisions of these
Regulations on its own motion or on an application made before it by an
interested person.
Regulation - 30. Power to amend.
The Commission shall have power to add, vary, alter,
suspend, modify, amend, or repeal any provisions of these Regulations from time
to time.
Regulation - 31. Power to remove difficulties.
If any difficulty arises in giving effect to the
provisions of these Regulations, the Commission may, by an order, make such
provisions, not inconsistent with the provisions of the Electricity Act and
these Regulations, as may appear to be necessary for removing the difficulty.
Regulation - 32. Interpreting Inconsistency.
Whenever there is inconsistency between the provisions of
the Government Policy, Commissions Order, Regulations, Rules and Act, in such
cases, the prevailing provisions shall be as under:
(i) Provisions of Act
shall prevail over the other provisions, Rules, Regulations, Orders and
Government Policy (ies),
(ii) The provisions of
Rules shall prevail over provisions, Regulations, Orders and Government Policy
(ies),
(iii) The provisions of
Regulations prevail over order and Government Policy (ies), and;
(iv)
The
provisions of Order shall prevail over the Government Policy (ies).
Regulation - 33. Saving Clauses.
33.1. Save as
otherwise provided in these Regulations, the GERC (Open Access) Regulations,
2011 and all subsequent amendments thereto shall stand repealed only to the
extent, the provisions made out in these Regulations and as may be amended from
time to time with regard to open access for availing green energy.
33.2. The existing
consumer(s)/generators including green energy (RE) shall continue to be governed
under the existing granted open access and they shall avail the Open Access for
Green Energy (RE)/ customer/ licensee/ generator under existing open access
Regulations, as per the existing agreements for the period specified in those
agreements or Orders of the Commission for the period of granted open access.
33.3. The provisions
of the GERC (Open Access) Regulations, 2011 which are not inconsistent with
provisions under these Regulations or not covered under these Regulations shall
be also applicable mutatis mutandis as part of these Regulations.
Regulation - 34. Notwithstanding such repeal.
(a) Anything done or any
action taken or required to be taken or purported to have been done or taken or
permission granted, or any document or instrument executed, or any direction
given under the repealed Regulations/Orders passed by the Commission shall, in
so far as it is not inconsistent with the provisions of these Regulations, be
deemed to have been done or taken under the corresponding provisions of these
Regulations;
(b)
As
far as treatment of Open Access granted under the provisions of repealed GERC
(Open Access) Regulations, 2005 and 2011 shall be governed as per the
provisions of those Regulations till the period of Open Access granted under
those Regulations.
SCHEDULE 1
Details shall be provided by the Captive Generating
Plant/Captive Consumers on completion of financial year on affidavit to the
distribution licensee in whose area such consumer is situated for verification
and to the Commission for compliance of status of Captive Generating Plant(s)
and Captive consumer(s) when said consumer consume energy transmitted and/or
wheeled from their Captive Generating Plant situated either within the State or
outside the State.
The captive consumer and Captive Generating Plant (CGP)
including CGP set up by Holding Company and/or Subsidiary Company shall require
to submit the details with regard to consumption of energy and equity
shareholding with voting rights as prescribed under the Electricity Rules, 2005
framed under the Electricity Act, 2003 and amended from time to time on annual
(Financial Year) basis to the distribution licensee for verification and to the
Commission for compliance of CGP and captive consumer status along with
necessary documents/evidence/proof stated in these Regulations readwith the
provisions of the relevant Acts, Rules & Regulations framed thereunder, by
31st October of ensuing year after completion of financial year.
1.
While
applying for granting Green Energy Open Access, the generator shall submit
their shareholding details with voting rights with supporting documents such as
Memorandum of Associations, Articles of Associations etc., as case may be.
2.
Change
in equity shareholding in the Captive Generating Plant during the Financial
Year, if any, amongst different persons, specifying the periods and quantum of
change in shareholding.
3.
Period
of equity shareholding by the Captive Consumer(s) in the Captive Generating
Plant and corresponding consumption towards the same during the financial year
from the Captive Generating Plant.
4.
Captive
Generating Plant and captive consumer(s) shall file an affidavit in specified
format giving details regarding their electricity generation, entity wise
consumption and equity shareholding with voting rights of the Financial Year on
or before 31stOctober of ensuing year.
5.
The
distribution licensee/Commission may take assistance of the concerned RLDC,
SLDC for the verification of Captive status of Captive Generating Plant or captive
consumer based on the affidavit along with necessary documents/evidence
submitted by such Captive Generating Plant and captive consumer(s).
6.
In
case of change in shareholding pattern due to transfer of shareholding with
voting rights etc. an undertaking is required to be provided by the person who
acquire shareholding with voting right from the forgoing captive user to the
effect that in case of failure of comply with Rules framed for Captive
Generating Plants, it shall be liable for payment of charges and other
consequences.
7.
Verification
of Annual (Financial Year basis) consumption criteria:
(a) Verification criteria
of consumption by captive user shall be based on the net electricity generated
from the generating unit(s) of a generating station and injected in the Grid,
i.e. gross electricity generated less auxiliary consumption, identified for
captive use and as recorded in four quadrant ABT compliant Energy Meter
installed at the generating end of inter-connection with grid as well as energy
recorded at consumption end, which are certified as per the energy accounting
done by the RLDC/SLDC/Distribution licensee as the case may be.
(b) The electricity
injected by the Generating Plant for an identified captive user who is the
equity shareholder/ has ownership alone will qualify to be considered for
captive generation and captive consumption.
(c) Any sale/purchase
agreement executed amongst the equity holders of the captive generating plant
for inter se sale/purchase of energy generated from such generating plant shall
be qualified as sale of energy to the consumer under third party sale and the
same shall not be qualified as captive consumption (own consumption).
(d) The energy supplied
from the Captive Generating Plant even above 51% by way of inter-se sale/purchase
agreement between the equity holders / owners namely other than the supply by
the Generating Station to the identified captive users as per above sub
clauses, if any, the same falls under third-party sale and does not qualify as
captive consumption (own consumption).
(e) If the conditions
specified under Rule 3 (1) of Electricity Rules 2005 as amended from time to
time are not duly satisfied in terms of sub rule (2) of Electricity Rules,
2005, the entire quantum of supply to the identified captive user including in
regard to 51% or in excess thereof being in contravention of the provisions of
Electricity Rules, 2005 shall not be qualified for considering as captive use.
(f) The net electricity
generation and consumption therefrom shall be determined on annual basis
(FinancialYear basis) at the end of the year.
8.
Verification
criteria for consumption of electricity in respect to various types of captive
consumers / users: Verification criteria for consumption of electricity in
respect to various types of captive consumers / users, shall be as follows:
|
Sr. No.
|
Type of captive
consumer / user
|
Consumption
Criteria
|
|
i.
|
Single Captive
consumer / user, one person Company
|
The
self-consumption shall not be less than 51% of the net electricity generated
on an annual basis.
|
|
ii.
|
Partnership firm /
Limited Liability Partnership (LLP)
|
The
self-consumption shall not be less than 51% of the net electricity generated
on an annual basis.
|
|
iii.
|
Association of
Persons (AoP)
|
The captive
consumers/users shall consume not less than 51% of the net electricity
generated on annual basis for captive use in proportion to their shares in
ownership in the power plant within a variation not exceeding 10%.
|
|
iv.
|
Company
incorporated under Indian Company’s Act
|
The
self-consumption shall not be less than 51% of the net electricity generated
from the power plant on an annual basis.
|
|
v.
|
Co-operative
Society
|
Members of Society
shall collectively consume not less than 51% of the net electricity generated
from the power plant on annual basis.
|
|
vi.
|
Special Purpose
Vehicle (SPV)
|
The captive
consumers/users shall consume not less than 51% of the net electricity
generated from power plant on annual basis for captive use in proportion to
their shares in ownership in the power plant within the variation not exceeding
10%.
|
9.
Manner of
assessment of data related to generation from Captive Generating Plant and
consumption by captive consumer(s) / user(s):
Manner of assessment of data related to generation from Captive Generating
Plant and consumption by captive consumer(s) / user(s), shall be as follows:
|
Sr. No.
|
Location
|
Manner of
assessment
|
|
i.
|
CGP and its captive
consumers / user(s) are co- located and set up under Net Metering provisions.
|
The consumers who
are having captive Rooftop Solar Power Project upto 1 MW at its premises
under the provisions of GERC (Net Metering Rooftop Solar PV Grid Interactive
Systems) Regulations, 2016 and its amendments from time to time shall be
exempted from providing the details of equity holding and consumption of
energy for fulfillment of CGP criteria with the Distribution Licensee.
However, they shall require to submit undertaking to the Distribution
Licensee stating that Rooftop project is owned by them.
|
|
ii.
|
CGP and its captive
consumers / users are located within the State (but not co-located),
|
Based on actual
generation from the CGP as per the data provided by the respective SLDC /
ALDC / licensee and the actual consumption based on the meter reading at the
consumer / user interface with the grid as provided by the concerned SLDC /
ALDC and the distribution licensee in whose area the consumer(s) / user(s)
are located.
|
|
iii.
|
The CGP and its
captive consumer(s) / user(s) is/are located in different States
|
Based on actual
generation from the CGP as per the data provided by the respective RLDC and
the actual consumption, based on the meter reading at the consumer(s) /
user(s) interface with the grid as provided by the concerned SLDC and the
distribution licensee in whose area the consumer(s) / user(s) are located.
Provided that the
verification of captive status of such generating plant and consumption for
Inter-State transactions shall be determined by Central Electricity Authority
(CEA) as per the MoP, Electricity (Third Amendment) Rules, 2023 notified on
1st September, 2023.
|
10.
Verification
criteria of equity shareholding with voting rights:
Verification criteria for equity shareholdings with voting rights for various
types of CGP shall be as follows:
|
Sr. No.
|
Type of captive
generating plant / user(s)
|
Criteria of Equity Shareholding
with voting rights
|
Supporting
Documents
|
|
i.
|
Captive generating
plant owned by single consumer / user
|
The consumer / user
shall hold not less than 26% of the equity share capital having voting rights
throughout the year
|
(i) A certified
copy of Share Register and Share Certificate and (ii) Certificate issued by
the Chartered Accountant / CS (iii) balance sheet of the Company / Individual
if any and (iv) Annual Audited Account.
|
|
ii.
|
Partnership firm/
Limited Liability Partnership (LLP) with 26% capital holding
|
Ownership in the
captive plant shall be with respect to not less than 26% proprietary interest
and control over the generating station or power plant on annual basis.
|
A certified copy of
(i) Partnership Deed and (ii) Share Holding and (iii) return filed before the
Registrar of Firms by Partnership firm to whomsoever applicable on annual
basis as per provisions of the relevant Act.
|
|
iii.
|
Limited Liability
Partnership Company (LLPC) with 26% equity shares with voting rights
|
Ownership in the captive
plant shall be with respect to not less than 26% proprietary interest and
control over the generating station or power plant on annual basis.
|
(i) A certified
copy of Share Register and
(ii) Share
Certificate and
(iii) Certificate
from the Company Secretary and return filed before the Registrar of
Companies, including Form MGT-7 or 7-A whichever is applicable and Form-AoC-4
to be furnished on annual basis as per provisions of the relevant Act.
|
|
iv.
|
Association of
Persons (AoP)
|
The captive
consumers / users shall hold in aggregate not less than 26% of the ownership
/ paid up equity share capital with voting rights throughout the year
|
(i) A certified
copy of returns filed before the Registrar of Companies, including Form MGT-7
or 7-A whichever is applicable and Form-AoC-4, filed before Registrar of Firm
or Registrar of Society on annual basis as per provisions of the relevant
Act, (ii) Share Register showing equity share holding with voting rights of
the members / shareholders of the Association of Persons in the Captive
Generating Plant, (iii) a certificate from a registered Chartered Accountant,
along with Audited Annual Account and Balance Sheet and (iv) Certificate from
Company Secretary.
|
|
v.
|
Cooperative Society
|
Members of society
shall collectively satisfy not less than 26% of the ownership on annual
basis.
|
(i) A certificate
from the District Registrar of Cooperative Society, (ii) copy of Share
Register of Co-Operative Society showing shareholding of respective
shareholders (members) with voting rights for respective financial year.
|
|
vi.
|
SPV/ Company
|
The captive
consumer(s) / user(s) shall hold in aggregate not less than 26% of the
proportionate paid up equity share capital with voting rights of the units
identified for captive use (i.e. the proportionate of the Equity of the
company related to the generating unit or units identified as the CGP
throughout the year.
|
A certified copy of
(i) return filed
before the Registrar of Companies, including Form MGT-7 or 7-A whichever is
applicable and Form-AoC-4 to be furnished on annual basis as per provisions
of the relevant Act,
(ii) Certified copy
of Share Register showing equity holding with voting right of the members of
the SPV in the Captive Generating Plant as share holder(s) and;
(iii) Memorandum of
Associations,
(iii) Memorandum of
Associations,
|
|
vii.
|
CGP set up by
Holding Company and consumption of energy from such CGP by Holding Company
and/or Subsidiary Company.
|
The Holding Company
shall comply the provisions of Section 2 (46) of the Companies Act 2013 and
Subsidiary Company shall comply with the provisions of Section 2 (87) of the
Companies Act, 2013.
|
(i) Annual Balance
Sheet (ii) Form MGT7 (iii) Account of Company (Form AOC-4) filed under
Companies Act and Rules by Holding Company and Subsidiary Company.
|
|
viii.
|
CGP set up by
Subsidiary Company and consumption of energy from such CGP by Subsidiary
and/or Holding Company.
|
The Subsidiary
Company shall comply the provisions of Section 2 (87) of the Companies Act
2013 and Holding Company shall comply with the provisions of Section 2 (46)
of the Companies Act, 2013.
|
(i) Annual Balance
Sheet
(ii) Form MGT7
(ii) Account of
Company (Form AOC-4) filed under Companies Act and Rules by Subsidiary
Company and Holding Company
|
11.
Consequence
of failure to meet Captive consumer / user status:
11.1. If
the CGP or Captive Consumer / user fails to meet the criteria of ownership and
consumption, specified in Rule 3 of the Electricity Rule 2005, as amended from
time to time, determined on annual basis, such CGP or Captive Consumer / user
shall lose its Captive status for that year leading to imposition of Cross
Subsidy Surcharge and Additional Surcharge, Late Payment Surcharge and such
other charges as applicable on open access consumers.
11.2. The
Captive consumer(s) / user(s) shall deposit in advance and maintain the same
throughout the period desired to avail the captive status, the security deposit
in the form of unconditional and irrevocable Revolving L.C. / Bank Guarantee
equivalent to 51% of annual captive consumption to the concerned distribution
licensee as payment security against estimated Cross Subsidy Surcharge and
other charges, if any applicable, as may be decided by the Commission.
Provided that there shall be no
exemption from Cross Subsidy Surcharge on the electricity consumed by
nonCaptive consumers.
12.
Development
of Online Portal by the Distribution Licensees for submission of documents by
Captive users / Captive Generating Plant
The Distribution Licensees shall
prepare detailed procedure with regard to the implementation of various
provisions applicable to CGP and its verification, etc. and develop online
portal for submission of requisite documents by the CGP holders and get it
approved from the Commission, within 3 months, for ensuring seamless flow of
information related to determination of captive status.