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Apprenticeship Rules, 1991

Apprenticeship Rules, 1991

Apprenticeship Rules, 1991

 

INTRODUCTION

 

In exercise of the powers conferred by sub-section (1)of section 37of the Apprentices Act, 1961 (52 of 1961), and after consulting the Central Apprenticeship Council, the Central Government hereby makes the following rules in supersession of the Apprenticeship Rules, 1962, except as respects things done or omitted to be done before such supersession, namely

 

Rule 1. Short title and commencement

 

(1)     These Rules may be called the Apprenticeship Rules, 1991.

(2)     They shall come into force on the date of their publication in the Official Gazette.

 

Rule 2. Definitions

 

In these rules, unless the context otherwise requires:-

 

(1)     "Act" means the Apprentices Act, 1961 (52 of 1961);

 

(2)     "Diploma Holder" means a person who holds a diploma in engineering or technology or equivalent qualification granted by a State Board of Technical Education, or recognised by the State Government concerned or the Central Government;

 

(3)     "Engineering Graduate" means a person, who-

 

(a)      holds a degree in engineering or technology granted by-

(i)       a statutory University, or

(ii)      by an institution empowered to grant such degree by an Act of Parliament;

(b)      has passed the Graduate ship examination of professional bodies recognised by the Central Government as equivalent to degree; or

(c)      holds the qualifications which exempt him from Sections A and B Examinations of the Institution of Engineers (India);

(4)     "Vocational certificate holder" means a person who holds a certificate in a Vocational Course, involving two years of study after the completion of secondary stage of school education, recognised by the All India Council for Technical Education;

(5)     "National Classification of Occupations" means the National Classification of Occupations adopted by the Government of India, Ministry of Labour, Directorate General of Employment and Training;

(6)     "Registered Medical Practitioner" means a person whose name is entered in the register maintained under any law for the time being in force in any State regulating the registration of practitioners of medicine;

(7)     "Sandwich Course Student" means a student undergoing a Sandwich Course of studies at any of the technical institutions recognised for the purpose and leading to the award of degree or diploma in engineering or technology;

(8)     "Schedule" means the Schedule appended to these rules;

(9)     "Standard Industrial Classification" means he Standard Industrial Classification adopted by the Government of India, Ministry of Labour, Directorate-General of Employment and Training;

(10)   All the words and expressions, not defined here in these rules, but defined in the Act, shall have the same meaning as given to them in the said Act.

 

Rule 3. Standard of education

 

(1)     A person shall be eligible for being engaged as a trade apprentice if he satisfies the minimum educational qualifications as specified in Schedule I.

(2)     A person shall be eligible for being engaged as a graduate or technician or Technician Vocational apprentice if he satisfies one of the minimum educational qualifications specified in Schedule IA:

Provided that-(a) no Engineering Graduate or Diploma Holder or vocational certificate holder who had training or job experience for a period of one year or more, after the attainment of these qualifications shall be eligible for being engaged as an apprentice under the Act;

(b) ? no Sandwich Course Student shall be eligible for being engaged as an apprentice under the Act after passing the final examination of the technical institution wherein such student is undergoing the course, unless so approved by the Regional Central Apprenticeship Advisor;

(c) ? a person who has been a Graduate or Technician or Technician (Vocational) apprentice under the Act and in whose case the contract of apprenticeship was terminated for any reason whatsoever shall not be eligible for being engaged as an apprentice again under the Act without the prior approval of the Apprenticeship Adviser.

 

Rule 4. Standard of physical fitness

 

(1)     A person shall be eligible for being engaged as an apprentice if he satisfies the minimum standards of physical fitness specified in Schedule II:

Provided that a person who has undergone institutional training in a school or other institution recognised by or affiliated to the National Council or the All-India Council or a statutory University or a State Board of Technical Education and has passed the examination or tests conducted by these bodies, or is undergoing institutional training in a school or institution so recognised or affiliated in order that he may acquire a degree or diploma in engineering or technology or certificate in vocational course or equivalent qualification shall, if he has already undergone medical examination in accordance with the rules for the admission to the school or institution, be deemed to have complied with the provisions of this rule.

(2)     Without prejudice to the generality of the foregoing provision where a physically handicapped person registered at any Employment Exchange is declared, by either the Medical Board attached to Special Employment Exchanges for the physically handicapped or the local Civil Surgeon (where such Medical Board has not been constituted) to be physically fit for being engaged as an apprentice in any of the designated trades under the Apprentices Act, 1961 , he may be engaged as an apprentice in that trade.

(3)      

Rule 5. Reservation of training places

 

In respect of each of the States specified in column (2) of Schedule IIA training places shall be reserved by the employer for the scheduled castes and scheduled tribes in every designated trade so that the ratio of the apprentices belonging to the scheduled castes and scheduled tribes to the total number of apprentices in such designated trade or trades shall be specified in columns (3) and (4) of the said Schedule (andwhere there is more than one designated trade in an establishment, such training places shall be reserved also on the basis of total number of apprentices in all designated trades in such establishments):

Provided that when the prescribed number of persons belonging either to the scheduled castes or to the scheduled tribes are not available, the training places so reserved for them may be filled by persons belonging to the scheduled tribes or, as the case may be, to the scheduled castes and if the prescribed training places cannot be filled even in the above given manner, then the training places so lying unfilled may be filled by persons not belonging to the scheduled castes or the scheduled tribes.

 

Rule 6. Registration of contract of apprenticeship

 

(1)     Every employer shall send to the Apprenticeship Adviser the contract of apprenticeship for registration within three months of the date on which it was signed.

(2)     (a) The Central Government may specify model contract forms for the following categories of apprentices:-

(i)       trade apprentices;

(ii)      graduate, technician and technician (vocational) apprentices;

(b)?? The model contract form as may be specified by the Central Government with such variation as the circumstances of each case may require, be used for the respective purposes therein mentioned.

(3)     The obligation of the employer and that of the trade apprentice shall be as specified in Schedule V. The terms and conditions in respect of graduate, technician and technician (vocational) apprentices shall be as specified in Schedule VI.

 

Rule 7. Period of apprenticeship training

 

(1)     The period of apprenticeship training in the case of trade apprentices referred to in clause (b) of section 6 of the Act.

(2)     (a) Where a trade apprentice is unable to complete the full apprenticeship course within the period prescribed in sub-rule (1) or to take the final test owing to illness or other circumstances beyond his control, the establishment concerned shall extend the period of his apprenticeship until he completes the full apprenticeship course and the next test is held if so required by the Apprenticeship Advisor. Similar extension of the period of training may also be allowed in the case of those trade apprentices who, having completed the course, fail in the final test. A trade apprentice who fails in the second test shall not be allowed any extension of the period of training;

(b)?? (i) Where a trade apprentice is unable to complete the period of apprenticeship training due to strike or lock-out or lay-off in an establishment where he is undergoing training and is not instrumental for the same, the period of his apprenticeship training shall be extended for a period equal to the period of strike or lock-out or lay-off, as the case may be, and he shall be paid stipend during the period of such strike or lock-out or lay-off or for a maximum period of six months, whichever is less;

(ii) ? If the strike or lock-out or lay off is likely to continue for a longer period, the employer shall follow the procedure for novation of contract of apprenticeship of a trade apprentice referred to in clause (i) with the other employer as specified in section 5 of the Act.

(3)     In the case of trade apprentices other than those covered by clause (a) of section 6 of the Act, the first six months of the period of training shall be treated as period of probation. (4)(a) The period of apprenticeship training in the case of Engineering Graduates, Diploma holders and Vocational Certificate holders shall be one year.

(b) ? In the case of Sandwich Course Students, the period of practical training they undergo as part of apprenticeship course of studies shall be the period of apprenticeship training.

(c) ? Where a Graduate/Technician/Technician(Vocational)Apprentice is unable to complete the period of Apprenticeship training due to strike/lockout/lay off in an establishment where he is undergoing training and is not instrumental in the same, the period of his Apprenticeship Training would be extended equal to the period of strike/lockout/lay off and he shall be paid stipend during the period of such strike/lockout/lay off or for a maximum period of six months, whichever is less.

(d) ? If the strike/lock-out/lay off is likely to continue for a longer period, the employer shall follow the procedure for novation of contract of apprenticeship for the apprentices referred to in clause (c) with the other employer as specified in section 5 of the Act.

 

Rule 8. Compensation for termination of apprenticeship

 

Whereas the contract of apprenticeship is terminated through failure on the part of any employer in carrying out the terms and conditions thereof, such employer shall be liable to pay the apprentice compensation of an amount equivalent to his three months last drawn stipend; and when the said termination is due to failure on the part of an apprentice in the above manner, then, a training cost of an amount equivalent to his three months last drawn stipend shall be made recoverable from such apprentice or from his guardian in case he is a minor.

 

Rule 9. Qualifications of persons placed in charge of the training of apprentices

 

A person placed in charge of the training of apprentices by the employer shall possess the qualifications specified in Schedule IV to these rules.The person so appointed shall be of the appropriate level commensurate with the number of seats located for apprenticeship training and size of the establishment.

 

Rule 10. Maintenance ofrecond of work by apprentices

 

Every Graduate or Technician or Techinician (Vocational) Apprentice shall maintain a daily record of the work done by him relating to the apprenticeship training in the form of a workshop or laboratory note book

 

Rule 11. Payment of stipend to apprentices

 

(1)     The minimum rate of stipend payable to trade apprentices shall be as follows, namely:
Rs. (per month)

(a)      During the 1st year of training

(b)      During the 2nd year of training

(c)      During the 3rd year of training

(d)      During the 4th year of training 580 670 770 880:

Provided that in the case of trade apprentices referred to in clause (a) of section 6 of the Act, the period of training already undergone by them in a school or other institution recognised by the National Council, shall be taken into account for the purpose of determining the rate of stipend payable.

(2)     The minimum rates of stipend payable to graduate, technician and technician (vocational) apprentices shall be as follows, namely:-

(a)      Engineering graduates

(b)      Sandwich course students from degree institutions

(c)      Diploma holders

(d)      Sandwich course students from Diploma institutions

(e)      Vocational certificate holder Rs. 1,400 per month (for post-institutional training);Rs. 1,000 per monthRs. 1,000 per month (for postinstitutional training)Rs. 8 10 per monthRs. 770 per month.

(3)     The stipend for a particular month shall be paid by the tenth day of the following month.

 

(4)     No deduction shall be made from the stipend for the period during which an apprentice remains on casual leave or medical leave. Stipend shall, however, not be paid for the period for which an apprentice remains on extraordinary leave.

(5)     Notwithstanding anything contained in this rule, where an establishment has a system of deferred payment whereby only a portion of the stipend is paid to the apprentice every month and the balance is paid to the apprentice on the completion of training, such establishment shall be free to continue such system provided that the minimum amount paid to the apprentices every month shall not be less than the monthly stipend prescribed under these rules and no deduction is made from the said accumulated amount on any account. Establishments which do not already have such a system shall be free to institute a system on the same conditions.

(6)     The continuance of payment of stipend to an apprentice shall be subject to the work and conduct of the apprentice being satisfactory.

(7)     Where the work and conduct of the apprentice is not satisfactory, the employer shall report the matter to the Apprenticeship Advisor and with his consent may stop the continuance of payment of stipend to the apprentices:

Provided that the stipend of an apprentice shall not be stopped without intimating him the grounds thereof and giving him an opportunity of representing against the action proposed.

(8)     On report being made by the employer under sub-rule (7), the Apprenticeship Adviser shall give his decision thereon within 30 days of the receipt of the report and where the Apprenticeship Adviser does not communicate to the employer refusal to consent to the stopping of the payment of stipend within the period of thirty days, it shall be deemed that he has consented to the stopping of the stipend.

(9)      

Rule 12. Hours of work

 

(1)     The weekly hours of work of a trade apprentice while undergoing practical training shall be as follows, namely:-

(a)      The total number of hours per week shall be 42 to 48 hours (including the time spent on related instruction).

(b)      Trade apprentices undergoing basic training shall ordinarily work for 42 hours per week including the time spent on related instruction.

(c)      Trade apprentices during the second year of apprenticeship shall work for 42 to 48 hours per week including the time spent on related instruction.

Trade apprentice during the third and subsequent years of apprenticeship shall work for the same number of hours per week as the workers in the trade in the establishment in which the trade apprentice is undergoing apprenticeship training.

 

(2)     No trade apprentice shall be engaged on such training between the hours of 10.00 p.m. to 6.00 a.m. except with the prior approval of the Apprenticeship Advisor who shall give his approval if he is satisfied that it is in the interest of the training of the trade apprentice or in public interest.

(3)     Graduate, Technician and Technician (Vocational) Apprentices shall work according to the normal hours of work of the department in the establishment to which they are attached for training.

(4)      

Rule 13. Grant of leave to apprentices

 

(1)     In establishments where proper leave rules do not exist or the total leave of different types admissible to their workers is less than thirty-seven days in a Year, the apprentice shall be entitled to the following kinds of leave and subject to the Conditions specified under each kind of leave.

(a)      Casual leave.

(i)       Casual leave shall be admissible for a maximum period of twelve days in a year.

(ii)      Any holiday intervening during the period of casual leave shall not be counted for the purpose of the limit of twelve days.

 

(iii)     Casual leave not utilised during any year shall stand lapsed at the end of the year.

(iv)    Casual leave shall not be combined with medical leave. If casual leave is preceded or followed by medical leave, the entire leave taken shall be treated either as medical or casual leave, provided that it shall not be allowed to exceed the maximum period prescribed in respect of medical or casual leave, as the case may be.

(v)      Except in case of extreme urgency, applications for such leave shall be made to the appropriate authority and sanction obtained prior to availing of leave.

(b)      Medical leave.

(i)       Medical leave up to fifteen days for each year of training may be granted to the apprentice who is unable to attend duty owing to illness. The unused leave shall be allowed to accumulate up to a maximum of forty days.

(ii)      Any holiday intervening during the period of medical leave shall be treated as medical leave and accounted for in the limits prescribed under clause (i) above.

(iii)     The employer may call upon the apprentice to produce a medical certificate from a registered medical practitioner in support of his medical leave. A medical certificate shall, however, be necessary if the leave exceeds six days.

(iv)    It shall be open to the employer to arrange a special medical examination of an apprentice if he has reason to believe that the apprentice is not really ill or the illness is not of such a nature as to prevent attendance.

(c)      Extraordinary leave:

(i)       Extraordinary leave up to a maximum of ten days or more in a year may be granted to the apprentice, after he has exhausted the entire casual and medical leave, if the employer is satisfied with the genuineness of the grounds on which the leave is applied for.

(2)     In establishments where proper leave rules exist for workers, the leave to apprentices shall be granted by the employers in accordance with those rules:
Provided that in the case of trade apprentices grant of such leave shall be subject to the following conditions, namely:-

(a)      that every apprentice engaged in an establishment which works for five days in a week (with a total of 45 hours per week) shall put in a minimum attendance of 200 days in a year out of which one-sixth, namely, 33 days, shall be devoted to related instructions and 167 days to practical training.

(b)      that every apprentice engaged in an establishment which works for 51/2 days or six days in a week shall put in a minimum attendance of 240 days in a year, out of which one-sixth, namely, 40 days, shall be devoted to related instructions and 200 days to practical training,

(c)      an apprentice who for any reason is not able to undergo training for the period specified in clause (a) or clause (b), shall be given an opportunity to make up for the shortfall in the following year and shall be eligible to take the test conducted by the National Council-

(i)       if he is engaged in an establishment referred to in clause (a) only if he has completed the period of training and has put in a minimum attendance of 600 days or 800 days accordingly as the period of training is three years or four years;

(ii)      if he is engaged in an establishment referred to in clause (b) only if he has completed the period of training and has put in a minimum attendance of 720 days or 900 days accordingly as the period of training is three years or four years.

(3)     If the trade apprentice is not able to put in the minimum period of attendance specified in clause (c) of the proviso to sub-rule (2) during the period of training for circumstances beyond his control and the employer is satisfied with the grounds for shortfall in attendance and certifies that the apprentice has otherwise completed the full apprenticeship course, he shall be considered as having completed the full period of training and shall be eligible to take the test conducted by the National Council.

(4)     If a trade apprentice is not able to put in the minimum period of apprenticeship specified in clause (c) of the proviso to sub-rule (2) during the period of training and has not completed the full apprenticeship course, he shall not be considered as having completed the full period of training and the employer shall, under sub-rule (2) of rule 7, extend his period of training until he completes the full apprenticeship course and the next test is held.

 

Rule 14. Record and returns

 

(1)     Establishments referred to in items (b) and (c) of sub-clause (1) of clause (a) of section 2 of the Act shall submit returns as hereinafter provided to the respective Regional Director.

(2)     Establishments referred to in item (b) of sub-clause (2) of clause (a) of section 2 of the Act submit returns as hereunder provided to the respective State Apprenticeship Advisor.

 

(3)     Within seven days from the date a trade apprentice joins an establishment, the employer shall prepare the return in Form Apprenticeship 4 in Schedule III in duplicate and shall submit one return to the Regional Director or State Apprenticeship Adviser, as the case may be, and the other to the Principal or head of the Institute where basic training or related instructions shall be imparted.

(4)     As soon as a trade apprentice joins the establishment, the employer shall prepare an index card (envelope) in Form Apprenticeship I in Schedule Ill in duplicate and shall submit one of the cards to the Regional Director or State Apprenticeship Advisor, as the case may be, within a period of fifteen days of the date of registration of the contract of apprenticeship and retain the other one with him.

(5)     (a) Every employer shall maintain a record of basic training or Practical Training and Related Instruction in Form Apprenticeship IA in Schedule III. Information regarding basic training or practical training shall be based on the syllabus approved by the Central Apprenticeship Council and operations actually performed by the trade apprentice during the half year under review.

 

Every employer shall send a copy of this report to the Regional Director or the State Apprenticeship Adviser, as the case may be, at the end of every half year, and the said report shall be kept inside Form Apprenticeship I.

(b) ? In a case where the basic training is given to the trade apprentices at an institute set up by the Government, reports during the period of such training, giving the required information shall be furnished to the establishment by the Head of the Institute concerned in Form Apprenticeship IA in duplicate.

(c) ? The details relating to "Trade Theory", "Workshop Calculation and Science", "Engineering Drawing" and "Social Studies" shall be entered periodically in Apprenticeship IA, in Schedule III by the establishments on the basis of half-yearly report which is furnished by the authorities imparting related instructions in Apprenticeship I(Supplementary).

(6)     At the end of each half-year every establishment shall in respect of trade apprentices receiving training in the establishment submit a report in Form Apprenticeship-2 in Schedule III to the Regional Director or the State Apprenticeship Advisor, as the case may be, according to the table below along with the relevant half-yearly report in Form Apprenticeship IA in Schedule III.

TABLE Report for period ending March September Date by which to be sent 15th April, 15th October.

(7)     (a) Every employer shall, during the months of November and May, submit to the Regional Director or the State Apprenticeship Adviser, as the case may be, the particulars of such trade apprentices who satisfy the minimum conditions of eligibility to appear in the ensuing trade test in March or September and the particulars so submitted shall be in Form Apprenticeship 3 in Schedule III.

(b)?? Having scrutinised the eligibility of such trade apprentices, the Regional Director or the State Apprenticeship Adviser, as the case may be, shad inform the employer of the programme of the trade test and name of the trade testing centre.

(c) ? After receiving the information under clause (b) the employer shall furnish the progress reports in Form Apprenticeship 1 and Apprenticeship IA in Schedule III of the eligible trade apprentices to the trade testing officer in advance and not later than seven days before the commencement of the trade test.

(8)     Every employer shall maintain a register of attendance of the trade apprentices undergoing apprenticeship training in his establishment and action taken for irregular and unauthorised absence shall be recorded in the said register at the end of each month.

(9)     On a Graduate or Technician or Technician (Vocational) apprentice joining an establishment, the employer shall prepare index cards in Form Apprenticeship 5 set out in Schedule III with complete bio-data and retain one card with himself and forward within ten days from the date of the engagement of the apprentice, one card to each of the following authorities, namely:-

(i)       The Central Apprenticeship Adviser;

(ii)      The Director, Regional Board of Apprenticeship Training concerned; and

(iii)     In the case of Sandwich course student, the technical institution concerned.

(10)   Every employer shall maintain a record of the work done and the studies under-taken by the graduate, technician and technician (vocational) apprentices engaged in his establishment for each quarter and at the end of each quarter shall send a report in Form Apprenticeship-6 set out in Schedule III to the Director, Regional Board of Apprenticeship Training concerned.