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ALL INDIA COUNCIL FOR TECHNICAL EDUCATION (CAREER ADVANCEMENT SCHEME FOR THE TEACHERS AND OTHER ACADEMIC STAFF IN TECHNICAL INSTITUTIONS) (DEGREE) REGULATIONS, 2012

ALL INDIA COUNCIL FOR TECHNICAL EDUCATION (CAREER ADVANCEMENT SCHEME FOR THE TEACHERS AND OTHER ACADEMIC STAFF IN TECHNICAL INSTITUTIONS) (DEGREE) REGULATIONS, 2012

ALL INDIA COUNCIL FOR TECHNICAL EDUCATION (CAREER ADVANCEMENT SCHEME FOR THE TEACHERS AND OTHER ACADEMIC STAFF IN TECHNICAL INSTITUTIONS) (DEGREE) REGULATIONS, 2012

PREAMBLE

In exercise of its powers conferred under sub-section (1) of Section 23 read with Section 10(i) and (v) of the All India Council for Technical Education Act, 1987 (52 of 1987), the AH India Council for Technical Education makes the following Regulations:

Regulation - 1. Short Title, Application and Commencement.--

1.1 These Regulations may be called the All India Council for Technical Education (Career Advancement Scheme for the Teachers and Other Academic Staff in Technical Institutions) (Degree) Regulations, 2012.

1.2 They shall apply to all technical institutions approved by the AICTE and Universities including Institution deemed to be Universities imparting technical education and such other courses/Programs and areas as notified by the AICTE from time to time.

1.3 They shall come into force with effect from the date of their publication in the Official Gazette.

Provided that in the event, any candidate becomes eligible for promotion under Career Advancement Scheme in terms of these Regulations on or after 5th March, 2010, the promotion of such a candidate shall be governed by the provisions of these Regulations.

Regulation - 2. Career Advancement Scheme.--

2.1 A teacher who wishes to be considered for promotion under CAS may submit in writing to the University/College, within three months in advance of the due date, that he/she fulfils all qualifications under CAS and submit to the University/College the Performance Based Appraisal System (PBAS) in a proforma as evolved by the concerned University/College duly supported by all credentials as per the Academic Performance Indicator (API) guidelines (Appendix 1) set out in these Regulations.

2.2 In order to avoid delays in holding Selection Committee meetings in various positions under CAS, the University/College should immediately initiate the process of screening/selection, and shall complete the process within six months from the date of application. Further, in order to avoid any hardships, candidates who fulfill all other criteria mentioned in these Regulations, as on 05th March, 2010 and till the Date on which these Regulations is notified, can be considered for promotion from the date, on or after 5th March, 2010, on which they fulfill the eligibility conditions.

2.3 Candidates who do not fulfill the minimum score requirement under the API Scoring System proposed in the Regulations as per Tables II (A and B) of Appendix 1 or those who obtain less than 50% in the expert assessment of the selection process will have to be re-assessed only after a minimum period of one year. The date of promotion shall be the date on which he/she is successfully reassessed.

2.4 The Selection Committee specifications as delineated in Clause 4 are applicable to Career Advancement promotions of Assistant Professor to Associate Professor and Associate Professor to Professor.

2.5 CAS promotions from a lower grade to a higher grade of Assistant Professor/Associate Professor shall be conducted by a "Screening-cum-Evaluation Committee" adhering to the criteria laid out as API score in Performance Based Appraisal System (PBAS) in the Tables of Appendix 1.

2.6 The "Screening-cum-Evaluation Committee" for CAS promotion of Assistant Professors/Associate Professor from one AGP to the other higher AGP shall consist of:

(1)     "Screening-cum-Evaluation Committee" for University teachers ;

(i)       The Vice Chancellor or Acting Vice Chancellor, as the Chairperson of the selection committee;

(ii)      The Dean of the concerned Faculty;

(iii)     The Head of the Department/Chairperson of the School; and

(iv)    One subject expert in the concerned subject nominated by the Vice Chancellor or Acting Vice Chancellor from the University panel of experts.

(2)     "Screening-cum-Evaluation Committee" for College teachers :

(i)       The Principal/Director of the College;

(ii)      Head of the concerned department from the College, where there is no HOD, Professor as nominated by the Principal/Director from the same or any other Institution in the jurisdiction of the concerned University; and

(iii)     Two subject experts in the concerned subject nominated by the Vice Chancellor or Acting Vice Chancellor from the University panel of experts.

(3)     For Government/Government Aided/Government Autonomous Colleges:

(i)       As may be prescribed by the respective State Governments/Board of Governors

2.7 The quorum for these committees in both categories mentioned above shall be three including one subject expert/University nominee need to be present.

2.8 The Screening-cum-Evaluation Committee on verification/evaluation of API score secured by the candidate through the 'PBAS' methodology designed by the respective University/Directorate of Technical Education based on these Regulations and as per the minimum requirement specified in Tables II and III of Appendix 1 for each of the cadre of Assistant Professor, shall recommend to the Syndicate/Executive Council/Board of Management of the University/College about the suitability for the promotion of the candidate(s) under CAS for implementation.

2.9 All the selection procedures outlined above, shall be completed on the day of the selection committee meeting, wherein the minutes are recorded along with PBAS scoring proforma and recommendation made on the basis of merit and duly signed by all members of the selection committee in the minutes.

2.10 CAS promotion, being a personal promotion to the incumbent teacher holding a substantive sanctioned post, on superannuation of the individual incumbent, the said post shall revert to its original cadre.

2.11 The incumbent teacher must be on the roll and active service of the Universities/Colleges on the date of consideration by the Selection Committee for Selection/CAS Promotion.

'2.12 Candidates shall offer themselves for assessment for promotion, if they fulfil the minimum API scores indicated in the appropriate API system tables by submitting an application and the required PBAS proforma. They can do so three months before the due date of the promotion if they consider themselves eligible. In any event, the University/College concerned shall send a general circular twice a year calling for applications for CAS promotions from eligible candidates.

2.13 In the final assessment, if the candidates do not either fulfill the minimum API scores in the criteria as per PBAS proforma or obtain less than 50% in expert assessment, wherever applicable, such candidates will be reassessed only after a minimum period of one year.

2.14 If a candidate applies for promotion immediately on completion of the minimum eligibility period and is successful, the Date of promotion will be made applicable from the date of completion of minimum period of eligibility.

2.15 If, however, the candidate finds that he/she fulfils the eligibility conditions at a later date and applies on that date and is successful, his/her promotion will be effected from the date of application.

2.16 If the candidate does not succeed in the first assessment, but succeeds in the subsequent assessment, his/her promotion will be deemed to be from the later date of successful assessment.

Regulation - 3. Stages Of Promotion Under Career Advancement Scheme Of Incumbent And Newly Appointed Assistant Professors /Associate Professors/Professors.--

3.1 Entry level Assistant Professors (Stage 1) would be eligible for promotion under the Career Advancement Scheme (CAS) through two successive stages (stage 2 and Stage 3), provided they are assessed to fulfill the eligibility and performance criteria as laid down in next clause.

3.2 In order to remedy the difficulties of collecting retrospective information and to facilitate the implementation of these Regulations from 5th March, 2010 in the CAS Promotion, the API based PBAS will be progressively and prospectively rolled out. Accordingly, the PBAS based on the API scores of categories I and II as mentioned in the tables of Appendix 1 is to be implemented for one year, initially based on the existing systems in Universities/Colleges for one year only with the minimum annual scores as depicted in Table II (a) and II (b) for University and College teachers. This annualized API scores can then be compounded progressively as and when the teacher becomes eligible for CAS promotion to the next cadre. Thus, if a teacher is considered for CAS promotion in 2013, one year API scores for 2012-13 alone will be required for assessment. In case of a teacher being considered for CAS promotion in 2014, two years average of API scores for these categories will be required for assessment and so on leading progressively for the complete assessment period.

3.3 Assistant Professor, possessing Ph.D Degree in the relevant discipline shall be eligible, for moving to the next higher grade of Rs. 7000 (stage 2) after completion of four years service as Assistant Professor.

3.4 Assistant Professor possessing M. Phil Degree or a Post-Graduate Degree in professional courses, approved by the relevant statutory body, shall be eligible for the next higher grade of Rs. 7000 (stage 2) after completion of five years service as Assistant Professor.

3.5 Assistant Professor who does not have Ph.D. or M.Phil or a Master's Degree in the relevant professional course, shall be eligible for the next higher grade of Rs. 7000 (stage 2) only after completion of six years service as Assistant Professor.

3.6 The upward movement from the entry level grade (stage 1) to the next higher grade of Rs. 7000 (stage 2) for all Assistant Professors shall be subject to their satisfying the API based PBAS conditions laid down by the AICTE in this Regulation.

3.7 Assistant Professor who has completed five years of service in the grade of Rs. 7000 (stage 2) shall be eligible, subject to meeting the API based PBAS requirements laid down by these Regulations, to move up to next higher grade of Rs. 8000 (stage 3).

3.8 Assistant Professor completing three years of teaching in the grade of Rs. 8000 (stage 3) shall be eligible, subject to the qualifying conditions and the API based PBAS requirements prescribed by these Regulations, to move to the Pay Band of Rs. 37400-67000 with next higher grade of Rs. 9000 (stage 4) and to be designated as Associate Professor. However those joining the Service after 5th March 2010 shall have also earned Ph.D in addition to above mentioned requirements to move to the stage 4.

3.9 Associate Professor completing three years of service in stage 4 and possessing a Ph.D. Degree in the relevant discipline shall be eligible to be appointed and designated as Professor and be placed in the next higher grade of Rs. 10000 (stage 5) subject to following :

(a)      satisfying the required credit points as per API based PBAS requirements as provided in Tables of Appendix 1; and

(b)      an assessment by a duly constituted selection committee as suggested for the direct recruitment of Professor.

Provided that no teacher other than those with a Ph.D shall be promoted or appointed as Professor.

Regulation - 4. Selection Committees And Guidelines on Selection Procedures.--

The AICTE has evolved following guidelines on :

(a)      Constitution of Selection Committees for selection of Assistant Professor, Associate Professor, Professor for direct recruitment and under CAS

(b)      Specified selection procedures for direct recruitment and Career Advancement Scheme Regulations for Teachers in Universities and Colleges. However, for other academic staff in Universities/Colleges, UGC guidelines of 30.6.2009 and any amendments/corrigendum/clarifications issued subsequently by UGC be followed.

Regulation - 5. Selection Committee Specifications.--

5.1 Assistant Professor in the University :

The Selection Committee for the post of Assistant Professor in the University shall have the following composition :

(a)      The Vice Chancellor or Acting Vice-Chancellor to be the Chairperson of the Selection Committee.

(b)      Three experts in the concerned subject nominated by the Vice-Chancellor or Acting Vice-Chancellor out of the panel of names approved by the relevant statutory body of the University concerned.

(c)      Dean of the concerned Faculty, wherever applicable

(d)      Head/Chairperson of the Department/School.

(e)      An academician nominated by the Visitor/Chancellor, wherever applicable.

(f)       An academician representing SC/ST/OBC/Minority/Women/Differently-abled categories to be nominated by the Vice Chancellor or Acting Vice Chancellor, if any of the candidates representing these categories is the applicant and if any of the above members of the selection committee does not belong to that category.

To constitute the quorum for the meeting, five of which at least two must be from out of the three subject-experts shall be present.

5.2 Associate Professor in the University :

The Selection Committe e for the post of Associate Professor in the University shall have the following composition :

(1)     Vice Chancellor or Acting Vice Chancellor to be the Chairperson of the Selection Committee.

(2)     An academician who is the nominee of the Visitor/Chancellor, wherever applicable.

(3)     Three experts in the concerned subject/field nominated by the Vice Chancellor out of the panel of names approved by the relevant statutory body of the University concerned.

(4)     Dean of the faculty, wherever applicable.

(5)     Head/Chairperson of the Department/School.

(6)     An academician representing SC/ST/OBC/Minority/Women/Differently-abled categories, if any of candidates representing these categories is the applicant, to be nominated by the Vice Chancellor, if any of the above members of the selection committee does not belong to that category.

To constitute the quorum for the meeting, five of which at least two must be from out of the three subject-experts shall be present.

5.3 Professor in the University :

The composition of the Selection Committee for the post of Professor in the University shall be similar in composition as that for the post of Associate Professor set out in above clause.

5.4 Assistant Professor in Colleges including Private Colleges :

The Selection Committee for the post of Assistant Professor in Colleges including Private Colleges shall have the following composition:

(a)      Chairperson of the Governing Body of the College or his/her nominee from among the members of the Governing body to be the Chairperson of the Selection Committee.

(b)      The Principal/Director of the College.

(c)      Head of the Department of the concerned subject in the College.

(d)      Two nominees of the Vice Chancellor or Acting Vice Chancellor of the affiliating University of whom one should be a subject expert. In case of Colleges notified/declared as minority educational institutions, two nominees of the Chairperson of the College from out of a panel of five names, preferably from minority communities, recommended by the Vice Chancellor or Acting Vice Chancellor of the affiliating University from the list of experts suggested by the relevant statutory body of the College, of whom one should be a subject expert.

(e)      Two subject-experts not connected with the College to be nominated by the Chairperson of the governing body of the College out of a panel of five names recommended by the Vice Chancellor or Acting Vice Chancellor from the list of subject experts approved by the relevant statutory body of the University concerned.

(f)       In case of Colleges notified/declared as minority educational Institutions, two subject experts not connected with the University to be nominated by the Chairperson of the Governing Body of the College out of the panel of five names, preferably from minority communities, recommended by the Vice Chancellor or Acting Vice Chancellor from the list of subject experts approved by the relevant statutory body of the College

(g)      An academician representing SC/ST/OBC/Minority/Women/Differently-abled categories, if any of candidates representing these categories is the applicant, to be nominated by the Vice Chancellor or Acting Vice Chancellor, if any of the above members of the selection committee does not belong to that category.

To constitute the quorum for the meeting, five of which at least two must be from out of the three subject-experts shall be present.

For all levels of teaching positions in for Government/Government aided/Government autonomous Colleges, the State Public Services, Commissions/Teacher Recruitment Boards must invite three subject experts, for which the concerned University be involved in the selection process by respective appointing authority.

For all levels of teaching positions in Constituent College(s) of a University, the selection committee norms shall be similar to that of the posts of departments of the University.

5.5 Associate Professor in Colleges including Private Colleges :

The Selection Committee for the post of Associate Professor in Colleges including Private Colleges shall have the following composition :

(i)       The Chairperson of the Governing Body or his or her nominee, from among the members of the Governing body to be the Chairperson of the Selection Committee.

(ii)      The Principal/Director of the College.

(iii)     The Head of the Department of the concerned subject from the College.

(iv)    Two University representatives nominated by the Vice Chancellor or Acting Vice Chancellor, one of whom will be the Dean of College Development Council or equivalent position in the University and the other must be expert in the concerned subject. In case of Colleges notified/declared as minority educational institutions, two nominees of the Chairperson of the College from out of a panel of five names, preferably from minority communities, recommended by the Vice-Chancellor of the affiliating University from the list of experts suggested by the relevant statutory body of the College of whom one should be a subject expert.

(v)      Two subject-experts not connected with the College to be nominated by the Chairperson of the governing body of the College out of a panel of five names recommended by the Vice Chancellor from the list of subject experts approved by the relevant statutory body of the University concerned. In case of Colleges notified/declared as minority educational Institutions, two subject experts not connected with the University to be nominated by the Chairperson of the Governing Body of the College out of the panel of five names, preferably from minority communities, recommended by the Vice Chancellor or Acting Vice Chancellor from the list of subject experts approved by the relevant statutory body of the College.

(vi)    An academician representing SC/ST/OBC/Minority/Women/Differently-abled categories, if any of candidates representing these categories is the applicant, to be nominated by the Vice Chancellor, if any of the above members of the selection committee does not belong to that category.

The quorum for the meeting should be five of which at least two must be from out of the three subject-experts.

For all levels of teaching positions in for Government/Government aided/Government autonomous Colleges, the State Public Service, Commissions/Teacher Recruitment Boards must invite three subject experts for which the concerned University, be involved in the selection process by respective appointing authority.

For all levels of teaching positions in Constituent College(s) of a University, the selection committee norms shall be similar to that of the posts of departments of the University.

5.6 Professor in the Colleges including Private Colleges :

The composition of the Selection Committee for the post of Professor in the Colleges including private Colleges shall be similar in composition as that for the post of Associate Professor set out in the above clause.

For all levels of teaching positions in For Government/Government aided/Government autonomous Colleges, the State Public Services, Commissions/Teacher Recruitment Boards must invite three subject experts for which the concerned University, be involved in the selection process by respective appointing authority.

For all levels of teaching positions in Constituent College(s) of a University, the selection committee norms shall be similar to that of the posts of departments of the University.

5.7 College Principal/Director :

The Selection Committee for the post of College Principal shall have the following composition:

(i)       Chairperson of the Governing Body as Chairperson.

(ii)      Two members of the Governing Body of the College to be nominated by the Chairperson of whom one shall be an expert in academic administration.

(iii)     One nominee of the Vice Chancellor who shall be a Higher Education expert.

(iv)    Three experts consisting of the Principal/Director of a College, a Professor and an accomplished educationist not below the rank of a Professor (to be nominated by the Governing Body of the College) out of a panel of six experts approved by the relevant statutory body of the University concerned.

(v)      An academician representing SC/ST/OBC/Minority/Women/Differently-abled categories, if any of candidates representing these categories is the applicant, to be nominated by the Vice Chancellor, if any of the above members of the selection committee does not belong to that category.

To constitute the quorum for the meeting, five of which at least two must be from out of the three subject-experts shall be present.

All the selection procedures of the selection committee shall be completed on the day of the selection committee meeting itself, wherein, minutes are recorded along with the scoring proforma and recommendation made on the basis of merit with the list of selected and waitlisted candidates/Panel of names in order of merit, duly signed by all members of the selection committee.

The term of appointment of the College Principal/Director shall be FIVE years with eligibility for reappointment for one more term only after a similar selection committee process.

Regulation - 6. Counting Of Past Services For Direct Recruitment And Promotion Under Cas.--

6.1 Previous regular service, whether national or international, as Assistant Professor, Associate Professor or Professor or equivalent in a University, College, National Laboratories or other scientific/professional organizations such as the CSIR, ICAR, DRDO, UGC, ICSSR, ICHR, ICMR, DBT, etc., should be counted for direct recruitment and promotion under CAS of a teacher as Assistant Professor, Associate Professor, Professor or any other nomenclature these posts are described as per Appendix I--Table No. II provided that:

(a)      The essential qualifications of the post held were not lower than the qualifications prescribed by the AICTE for Assistant Professor, Associate Professor and Professor as the case may be.

(b)      The post is/was in an equivalent grade or of the pre-revised scale of pay as the post of Assistant Professor (Lecturer), Associate Professor (Reader) and Professor.

(c)      The candidate for direct recruitment has applied through proper channel only.

(d)      The concerned Assistant Professor, Associate Professor and Professor should possess the same minimum qualifications as prescribed by the AICTE for appointment to the post of Assistant Professor, Associate Professor and Professor, as the case may be.

(e)      The post was filled in accordance with the prescribed selection procedure as laid down in the Regulations of University/State Government/Central Government/concerned institutions, for such appointments.

(f)       The previous appointment was not as guest lecturer for any duration, or an ad-hoc or in a leave vacancy of less than one year duration. Ad-hoc or temporary service of more than one year duration can be counted provided that:

(i)       the period of service was of more than one year duration;

(ii)      the incumbent was appointed on the recommendation of duly constituted Selection Committee;

(iii)     the incumbent was selected to the permanent post in continuation to the ad-hoc or temporary service; and

(iv)    Artificial break in service shall not be used to the prejudice of employee, appointed on permanent basis. The person appointed on permanent basis shall be given the benefit of entire service rendered by him with effect from the date of initial appointment (temporary/contract/ad-hoc) notwithstanding the artificial break/breaks in service.

(g)      No distinction should be made with reference to the nature of management of the institution where "previous service was rendered (private/local body/Government) was considered for counting past services under this clause.