Delhi Development Authority
v.
H.c. Khurana
(Supreme Court Of India)
Civil Appeal No. 1240 Of 1993 | 07-04-1993
1. The respondent, H. C. Khurana, was employed as Executive Engineer in the Delhi Development Authority (DDA). A preliminary memo was served on the respondent on November 6, 1985, alleging some irregularities by him in the construction works, and they were being investigated. A charge-sheet was framed on July 11, 1990 against the respondent on the basis of irregularities in the constructions made in a housing colony. On July 13, 1990, the charge-sheet was despatched for being served on the respondent. However, the respondent proceeded on two months medical leave and, therefore, on July 17, 1990 another Executive Engineer R. K. Sood, working in the same Wing as the respondent, received it and gave the intimation that the respondent was on leave, adding that the same would be handed over to the respondent on his return from leave. On November 28, 1990, the Departmental Promotion Committee (DPC) met, and in view of the earlier decision to initiate disciplinary proceedings against the respondent, it followed the sealed cover procedure in the case of the respondent. It appears, that the effort to effect personal service of the charge-sheet on the respondent on account of his non-availability continued, and the same could be served personally on the respondent only on January 25, 1991. As a result of the selection made by the DPC, certain persons were promoted to the post of Superintending Engineer, while the respondents matter was kept in abeyance to await the outcome of the disciplinary proceedings
2. In these circumstances, the respondent filed Writ Petition No. 887 of 1991 in the Delhi High Court claiming a mandamus directing the DDA to promote him as Superintending Engineer with effect from the date on which his juniors had been promoted to the post of Superintending Engineer, on the basis of selection made by the DPC. The High Court has allowed that writ petition taking the view, that the framing of charge would carry with it the duty to issue and serve the same on the employee, there was no justification for the respondent to allow the sealed cover procedure in this case on November 28, 1991 when the Departmental Promotion Committee met, since actual service of the charge-sheet on the respondent was made only after the date on which the DPC met. According to the High Court, issuance of the charge-sheet to the employee means its actual service on him and this should be complete before following the sealed cover procedure. The High Court has read Union of India v. K. V. Jankiraman to this effect, for taking the view, that on these facts, the disciplinary proceedings cannot be said to have been initiated prior to November 28, 1990, when the DPC followed the sealed cover procedure. Accordingly, the High Court has directed the DDA to open the sealed cover; to promote the respondent as Superintending Engineer, if he has been otherwise found suitable by the DPC; and, in that event, to give him seniority with all consequential benefits from the date on which his juniors were so promoted. The judgment of the High Court is challenged by special leave, in this appeal
3. The short question for consideration, is : Whether, in the present case, the High Court has correctly applied the decision in Jankiraman Learned counsel for the appellant contended that Jankiraman cannot be read to hold, in a case like the present, where the disciplinary proceedings had been initiated by framing the charge-sheet and despatching the same, that the charge-sheet had not been issued; and, therefore, the sealed cover procedure could not be followed by the DPC on November 28, 1990. On the other hand, learned counsel for the respondent strenuously urged that Jankiraman holds that without effective service of the charge-sheet on the employee, the disciplinary proceedings cannot be said to have been initiated against him. Learned counsel for the respondent referred to the office memorandum No. 22011/4/91-Estt. (A), dated September 14, 1992 of the Department of Personnel & Training, Ministry of Personnel, Public Grievances and Pensions, Government of India, issued in supersession of the earlier office memorandum No. 22011/2/86-Eatt. (A), dated January 12, 1988, consequent upon the judgment in Jankiraman to support his submission that even though mere issuance or despatch of a charge-sheet without the further requirement of its actual service on the employee would now be sufficient according to the O.M. dated September 14, 1992 for following the sealed cover procedure, yet the same was not sufficient earlier according to the O.M. dated January 12, 1988, which required actual service and not mere issuance of the charge-sheet for initiating the disciplinary proceedings. Admittedly, the guidelines in the O.M. dated January 12, 1988 were in force, in the present case. The subject of the two memoranda, containing the guidelines, is the same, as under"Promotion of government servants against whom disciplinary/court proceedings are pending or whose conduct is under investigation - Procedure and guidelines to be followed."
4. Para 2 is the relevant portion in these memoranda. In O. M. dated January 12, 1988, para 2 is as under
"Cases of government servants to whom Sealed Cover Procedure will be applicable
2. At the time of consideration of the cases of government servants for promotion, details of government servants in the consideration zone for promotion falling under the following categories should be specifically brought to the notice of the Departmental Promotion Committee
(i) Government servants under suspension;
(ii) Government servants in respect of whom disciplinary proceedings are pending or a decision has been taken to initiate disciplinary proceedings;
(iii) Government servants in respect of whom prosecution for a criminal charge is pending or sanction for prosecution has been issued or a decision has been taken to accord sanction for prosecution;
(iv) Government servants against whom in investigation on serious allegations of corruption, bribery or similar grave misconduct is in progress either by the CBI or any other agency, departmental or otherwise
5. The substituted clause (ii) in para 2 in O.M. dated September 14, 1992, is as under
"(ii) Government Servants in respect of whom charge sheet has been issued and the disciplinary proceedings are pending; and"
6. It is the change made in clause (ii) of para 2 in the O. M. dated September 14, 1992, from which learned counsel for the respondent tried to find support for his submission
7. Before we refer to Jankiraman we may advert to clause (ii) of para 2 of O.M. dated January 12, 1988 which was the guideline applicable at the material time, in the present case, and is as under"(ii) Government servants in respect of whom disciplinary proceedings are pending or a decision has been taken to initiate disciplinary proceedings;"
8. These words clearly indicate that the sealed over procedure was applicable, in cases where the disciplinary proceedings are pending in respect of the government servant; or a decision has been taken to initiate disciplinary proceedings. Thus, on a decision being taken to initiate disciplinary proceedings, the guidelines attract the sealed over procedure. The reason is obvious. Where a decision has been taken to initiate the disciplinary proceedings against a government servant, his promotion, even if he is found otherwise suitable, would be incongruous, because a government servant under such a cloud should not be promoted till he is cleared of the allegations against him, into which an inquiry has to be made according to the decision taken. In such a situation, the correctness of the allegation being dependent on the final outcome of the disciplinary proceedings, it would not be fair to exclude him from consideration for promotion till conclusion of the disciplinary proceedings, even though it would be improper to promote him, if found otherwise suitable, unless exonerated. To reconcile these conflicting interests of the government servant and public administration, the only fair and just course is, to consider his case for promotion and to determine if he is otherwise suitable for promotion, and keep the result in abeyance in sealed cover to be implemented on conclusion of the disciplinary proceedings; and in case he is exonerated therein, to promote him with all consequential benefits, if found otherwise suitable by the Selection Committee. On the other hand, giving him promotion after taking the decision to initiate disciplinary proceedings, would be incongruous and against public policy and principles of good administration. This is the rationale behind the guideline to follow the sealed cover procedure in such cases, to prevent the possibility of any injustice or arbitrariness
9. The question now, is : What is the stage, when it can be said, that a decision has been taken to initiate disciplinary proceedings We have no doubt that the decision to initiate disciplinary proceedings cannot be subsequent to the issuance of the charge-sheet, since issue of the charge-sheet is a consequence of the decision to initiate disciplinary proceedings. Framing the charge-sheet, is the first step taken for holding the enquiry into the allegations, on the decision taken to initiate disciplinary proceedings. The charge-sheet is framed on the basis of the allegations made against the government servant; the charge-sheet is then served on him to enable him to give his explanation; if the explanation is satisfactory, the proceedings are closed, otherwise, an enquiry is held into the charges; if the charges are not proved, the proceedings are closed and the government servant exonerated; but if the charges are proved, the penalty follows. Thus, the service of the charge-sheet on the government servant follows the decision to initiate disciplinary proceedings, and it does not precede or coincide with that decision. The delay, if any, in service of the charge-sheet to the government servant, after it has been framed and despatched, does not have the effect of delaying initiation of the disciplinary proceedings, inasmuch as information to the government servant of the charges framed against him, by service of the charge-sheet, is not a part of the decision-making process of the authorities for initiating the disciplinary proceedings
10. This plain meaning of the expression used in the clause (ii) of para 2 of O.M. dated January 12, 1988, also promotes the object of provision. The expression refers merely to the decision of the authority, and knowledge of the government servant, thereof, does not form a part of that decision. The change made in clause (ii) of para 2 in O.M. dated September 14, 1992, merely clarifies this position by using the expression charge-sheet has been issued to indicate that service of charge-sheet is not necessary; and issue of the charge-sheet by its despatch indicates beyond doubt that the decision to initiate disciplinary proceedings was taken. In our opinion, Jankiraman takes the same view, and it is not possible to read that decision otherwise, in the manner suggested by learned counsel for the respondent
11. The decision in Jankiraman is based, inter alia, on O. M. dated January 12, 1988. The facts of the cases dealt with in the decision in Jankiraman do not indicate that the Court took the view, that even though the charge-sheet against the government servant was framed and direction given to despatch the same to the government servant as a result of the decision to initiate disciplinary proceedings taken prior to the meeting of the DPC, that was not sufficient to attract the sealed cover procedure merely because service of the charge-sheet was effected subsequent to the meeting of the DPC. Moreover, in Jankiraman itself, it was stated thus : (SCC pp. 117-18)
"14. To bring the record up to date, it may be pointed out that in view of the decision of this Court in Union of India v. Tejinder Sing decided on September 26, 1986, the Government of India in the Department of Personnel and Training issued another office memorandum No. 22011/2/86. Estt. (A), dated January 12, 1988 in supersession of all the earlier instructions on the subject including the office memorandum dated January 30, 1982 ... A further guidelines contained in this memorandum is that the same sealed cover procedure is to be applied where a government servant is recommended for promotion by the DPC, but before he is actually promoted, he is either placed under suspension or disciplinary proceedings are taken against him or a decision has been taken to initiate the proceedings or criminal prosecution is launched or sanction for such prosecution has been issued or decision to accord such sanction is taken
15. These differences in the two memoranda have no bearing on the questions to be answered."
12. Thereafter, in Jankiraman the conclusions of the Full Bench of the Tribunal, under consideration, were quoted, and then while restating that the conclusions of the Tribunal could be reconciled, it was further stated, thus (SCC p. 119)
"17. There is no doubt that there is a seeming contradiction between the two conclusions. But read harmoniously, and that is what the Full Bench as intended, the two conclusions can be reconciled with each other. The conclusion No. 1 should be read to mean that the promotion etc. cannot be withheld merely because some disciplinary/criminal proceedings are pending against the employee
To deny the said benefit, they must be at the relevant time pending at the stage when charge-memo/charge-sheet has already been issued to the employee. thus read, there is no inconsistency in the two conclusions." *
13. It will be seen that in Jankiraman also, emphasis is on the stage when a decision has been taken to initiate the disciplinary proceedings and it was further said that to deny the said benefit (of promotion), they must be at the relevant time pending at the stage when charge-memo/charge-sheet has already been issued to the employee. The word issued used in this context in Jankiraman it is urged by learned counsel for the respondent, means service on the employee. We are unable to read Jankiraman in this manner. The context in which the word issued has been used, merely means that the decision to initiate disciplinary proceedings is taken and translated into action by despatch of the charge-sheet leaving no doubt that the decision had been taken. The contrary view would defeat the object by enabling the government servant, if so inclined, to evade service and thereby frustrate the decision and get promotion in spite of that decision. Obviously, the contrary view cannot be taken
14. Issue of the charge-sheet in the context of a decision taken to initiate the disciplinary proceedings must mean, as it does, the framing of the charge-sheet and taking of the necessary action to despatch the charge-sheet to the employee to inform him of the charges framed against him requiring his explanation; and not also the further fact of service of the charge-sheet on the employee. It is so, because knowledge to the employee of the charges framed against him, on the basis of the decision taken to initiate disciplinary proceedings, does not form a part of the decision making process of the authorities to initiate the disciplinary proceedings, even if framing the charges forms a part of that process in certain situations. The conclusions of the Tribunal quoted at the end of para 16 of the decision in Jankiraman which have been accepted thereafter in para 17 in the manner indicated above, do use the word served in conclusion No. (4), but the fact of issue of the charge-sheet to the employee is emphasised in para 17 of the decision. Conclusion No. (4) of the Tribunal has to be deemed to be accepted in Jankiraman only in this manner
15. The meaning of the word issued, on which considerable stress was laid by learned counsel for the respondent, has to be gathered from the context in which it is used. Meanings of the word issue given in the Shorter Oxford English Dictionary include : to give exit to; to send forth, or allow to pass out; to let out; ... to give or send out authoritatively or officially; to send forth or deal out formally or publicly; to emit, put into circulation. The issue of a charge-sheet, therefore, means its despatch to the government servant, and this act is complete the moment steps are taken for the purpose, by framing the charge-sheet and despatching it to the government servant, the further fact of its actual service on the government servant not being a necessary part of its requirement. This is the sense in which the word issue was used in the expression charge-sheet has already been issued to the employee, in para 17 of the decision in Jankiraman.
16. In view of the above, we are unable to accept the respondents contention, which found favour with the High Court, that the decision in Jankiraman on the facts in the present case, supports the view that the decision to initiate the disciplinary proceedings had not been taken or the charge-sheet had not been issued to the respondent prior to November 28, 1990 when the DPC adopted the sealed cover procedure, merely because service of the charge-sheet framed and issued earlier could be effected on the respondent after November 28, 1990, on account of his absence
17. Consequently, the appeal is allowed and the judgment of the High Court is set aside, with the result that the writ petition of the respondent stands dismissed. No costs.
Advocates List
For
For Petitioner
- Shekhar Naphade
- Mahesh Agrawal
- Tarun Dua
For Respondent
- S. Vani
- B. Sunita Rao
- Sushil Kumar Pathak
Bench List
HON'BLE JUSTICE J.S. VERMA
HON'BLE JUSTICE N.P. SINGH
Eq Citation
1993 LABIC 1115
1993 (3) SCT 146 (SC)
[1993] 2 SCR 1033
(1993) 3 SCC 196
AIR 1993 SC 1488
(1993) 2 UPLBEC 1421
1993 (2) SCALE 464
1993 (67) FLR 303
JT 1993 (2) SC 695
(1993) 2 LLJ 303
1993 (2) LLN 34
1993 (2) SLR 509
1993 (2) UJ 342
(1993) SCC (LS) 736
1993 (2) CLR 683
LQ/SC/1993/347
HeadNote
- Disciplinary Proceedings — Initiation — Issuance of Charge-sheet — Meaning, in context of decision taken to initiate disciplinary proceedings — Framing of charge-sheet and despatch of same to government servant, sufficient — Service of charge-sheet not a necessary requirement for taking of decision — Further fact of actual service of charge-sheet on government servant not part of decision-making process of authorities to initiate disciplinary proceedings — Sealed Cover Procedure — Applicability — Where decision to initiate disciplinary proceedings taken and charge-sheet framed and despatched to government servant prior to consideration of promotion case by Departmental Promotion Committee (DPC), sealed cover procedure would be applicable, even though actual service of charge-sheet on government servant is effected after date on which DPC met — Decision in Union of India v. K. V. Jankiraman, (1990) 2 SCC 115, clarified\n